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Manual on the Human Rights to Safe Drinking Water and Sanitation for Practitioners

Manual on the Human Rights to Safe Drinking Water and Sanitation for Practitioners

Robert Bos | David Alves | Carolina Latorre | Neil McCleod | Gérard Payen | Virginia Roaf | Michael J. Rouse

(2016)

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Book Details

Abstract

The Manual highlights the human rights principles and criteria in relation to drinking water and sanitation. It explains the international legal obligations in terms of operational policies and practice that will support the progressive realisation of universal access.

The Manual introduces a human rights perspective that will add value to informed decision making in the daily routine of operators, managers and regulators. It also encourages its readership to engage actively in national dialogues where the human rights to safe drinking water and sanitation are translated into national and local policies, laws and regulations.  Creating such an enabling environment is, in fact, only the first step in the process towards progressive realisation. Allocation of roles and responsibilities is the next step, in an updated institutional and operational set up that helps apply a human rights lens to the process of reviewing and revising the essential functions of operators, service providers and regulators.


Table of Contents

Section Title Page Action Price
Cover Cover
Contents v
About the author and contributing authors ix
Robert Bos, Geneva, Switzerland ix
David Alves, Lisbon, Portugal ix
Carolina Latorre, The Hague, Netherlands ix
Neil Macleod, Durban, South Africa x
Gérard Payen, Paris, France x
Virginia Roaf, Berlin, Germany x
Michael Rouse, Oxford, UK x
Acknowledgements xi
Abbreviations xiii
Foreword xv
Chapter 1 Introduction 3
Chapter 2 Main operational principles 9
SYNOPSIS 9
2.1 INCORPORATING HUMAN RIGHTS CRITERIA AND PRINCIPLES INTO WATER AND SANITATION OPERATIONS 9
2.2 CREATING AN ENABLING ENVIRONMENT 10
2.3 INCORPORATING THE HRWS INTO INSTITUTIONAL FRAMEWORKS 11
2.4 THE HRWS IN ESSENTIAL FUNCTIONS OF SERVICE PROVIDERS AND REGULATORS 12
Chapter 3 Translating the human rights to water and sanitation into operational terms 15
SYNOPSIS 15
3.1 DEFINITIONS 15
3.2 THE NORMATIVE HUMAN RIGHTS CRITERIA: DRINKING WATER 16
3.2.1 Availability 16
3.2.2 Water quality and safety 19
3.2.3 Acceptability 20
3.2.4 Accessibility 20
3.2.5 Affordability 21
3.3 THE NORMATIVE HUMAN RIGHTS CRITERIA: SANITATION 23
3.3.1 Availability 24
3.3.2 Quality 24
3.3.3 Acceptability 25
3.3.4 Accessibility 25
3.3.5 Affordability 26
3.4 HUMAN RIGHTS PRINCIPLES 28
3.4.1 Equality and non-discrimination 28
3.4.2 Accountability 28
3.4.3 Sustainability 28
3.4.4 Participatory processes 29
3.4.5 Access to information and transparency 29
3.5 BASIC CONSIDERATIONS FOR OPERATIONALISING THE RIGHTS 30
3.5.1 Population make-up 30
3.5.2 Organising effective interactions between rights-holders, operators and authorities 31
3.5.3 Practical aspects of rights and responsibilities 32
3.5.4 Monitoring progress 33
Chapter 4 An enabling environment for the human rights to water and sanitation 37
SYNOPSIS 37
4.1 INTRODUCTION 37
4.2 FUNDAMENTAL STEPS 38
4.3 ANALYSIS AND REFORM OF EXISTING LEGISLATION 41
4.4 INSTITUTIONAL ARRANGEMENTS 45
4.5 SERVICE DELIVERY 46
4.6 REGULATION 48
Chapter 5 Incorporating the human rights to water and sanitation into the operational and institutional framework of service providers and regulators 53
SYNOPSIS 53
5.1 INTRODUCTION 53
5.2 SERVICE PROVISION MODELS 53
5.3 CATEGORIES OF INSTITUTIONAL ARRANGEMENTS 55
5.4 THE REGULATORY FRAMEWORK 58
Chapter 6 The human rights to water and sanitation in the essential functions of service providers and regulators 65
SYNOPSIS 65
6.1 INTRODUCTION 65
6.2 PLANNING AND MANAGEMENT 66
6.3 LEGAL SUPPORT 68
6.4 BUDGET, FINANCE AND ACCOUNTS 69
6.5 OPERATION AND MAINTENANCE 70
6.6 MONITORING AND EVALUATION 71
6.7 CUSTOMER SERVICES 72
6.8 COMMUNICATIONS 73
6.9 HUMAN RESOURCES 73
6.10 IN CONCLUSION 74
Chapter 7 Addressing sensitive practices, dealing with challenges and avoiding pitfalls 77
SYNOPSIS 77
7.1 TECHNICAL OPTIONS 77
7.2 AFFORDABILITY MECHANISMS 78
7.3 CUT-OFFS, CREDIT CONTROL AND DEBT COLLECTION 80
7.4 SIMULTANEOUS PROGRESSIVE REALISATION AGAINST VARIOUS CRITERIA 82
7.5 SETTING GEOGRAPHIC AND INVESTMENT PRIORITIES 83
7.6 LAND TENURE 84
7.7 PRE-PAID METERS 85
7.8 INTERIM STANDARDS 86
7.9 CONTINUITY OF SUPPLY 86
Annex A Context and contents of the human rights to safe drinking water and sanitation 89
SYNOPSIS 89
A.1 THE SCALE OF THE GLOBAL DRINKING WATER AND SANITATION CHALLENGES 89
A.2 WHAT IS THE HUMAN RIGHTS FRAMEWORK? 92
A.3 A BRIEF OVERVIEW OF EVENTS LEADING TO THE ADOPTION OF THE UN RESOLUTIONS IN 2010 93
A.4 PROGRESSIVE REALISATION AND ITS IMPLICATIONS 94
A.5 DEMYSTIFYING HUMAN RIGHTS TO SAFE DRINKING WATER AND SANITATION 95
Annex B The sustainable development goals 97
B.1 INTRODUCTION 97
B.2 SUSTAINABLE DEVELOPMENT GOAL 6: ENSURE AVAILABILITY AND SUSTAINABLE MANAGEMENT OF WATER AND SANITATION FOR ALL 97
B.3 THE PROPOSED INDICATORS 98
DRINKING WATER SERVICE LADDER 98
LADDER FOR ACCESS TO SANITATION AT HOME 99
References 100