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Water Governance in OECD Countries

Water Governance in OECD Countries

(2011)

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Book Details

Abstract

Water Governance in OECD Countries: A Multilevel Approach addresses multilevel governance challenges in water policy implementation and identifies good practices for coordinating water policy across ministries, between levels of government, and across local actors at subnational level. Based on a methodological framework, it assesses the main “coordination gaps” in terms of policy-making, financing, information, accountability, objectives and capacity building, and provides a platform of existing governance mechanisms to bridge them. 
Based on an extensive survey on water governance the report provides a comprehensive institutional mapping of roles and responsibilities in water policy-making at national/subnational level in 17 OECD countries. It concludes on preliminary multilevel governance guidelines for integrated water policy.   

Table of Contents

Section Title Page Action Price
Cover\r Cover
Table of Contents 7
Acronyms and Abbreviations* 11
Executive Summary 17
Chapter 1: Public Governance and Water Policies: An Innovative Multi-level Approach\r 25
Introduction 26
Improving water governance: A key topic in the political agenda 26
Overview of water governance concepts, definitions and initiatives 28
Improving public governance of water policy: scope of the report \rand methodology 30
Conclusion 35
Notes 35
Bibliography 35
Chapter 2: Mapping Institutional Roles and Responsibilities\r 37
Introduction 38
OECD survey on water governance 38
Institutional mapping of water roles and responsibilities at central government level 40
Water policy making at central level in OECD countries: A diversity of situations\r 40
Observations from water policy design, implementation and regulation features\rat national level 40
A hyper-fragmented sector 40
A heavily regulated sector 44
Institutional mapping of water roles and responsibilities at sub-national government level 47
OECD countries’ water policy making at the sub-national level: A diversity of situations 47
Preliminary observations from the allocation of roles and responsibilities in water policy design, implementation and regulation 48
Modalities for defining the allocation of roles and responsibilities 48
Overall involvement of sub-national actors in water policy design and implementation 49
Other actors involved in water policy at the sub-national level 51
Sub-national actors in water policy at the territorial level 51
Actors involved in water policy budgets 52
Implementation of water policies at the territorial level 53
Main conclusions from OECD countries’ institutional organisation of water policy 55
Conclusion 56
Notes 57
Bibliography 58
Chapter 3: Challenges to Co-ordinating Water Policies Across Ministries and Levels of Government\r 59
Introduction 60
Methodology for evaluating governance challenges in OECD countries’ water policy making 60
A tentative classification of OECD countries’ multi-level governance challenges in water policy 61
The funding gap 62
The capacity gap 64
The administrative gap 65
The information gap 65
The accountability gap 66
The objective gap 66
A specific focus on the policy gap 67
Institutional fragmentation: An application of the Multi-level Governance Framework in selected OECD metropolitan regions 70
Conclusion 72
Notes 72
Bibliography 73
Chapter 4: Multi-level Co-ordination of Water Policies\r 75
Introduction 76
Governance instruments for managing mutual dependencies in the water sector 76
Existing governance tools for co-ordinating water policy in OECD countries 76
Tools for improving water governance: Main trends and features in OECD countries 76
Institutional mechanisms for upper horizontal co-ordination of water policy 78
Co-ordinating water policies between levels of government and across sub-national actors 89
Performance measurement: Monitoring and evaluation of water policies 89
Shared databases and information systems 91
Financial transfers across levels of government 92
Contractual arrangements between levels of government 93
Legal mechanisms 93
Experimentation policies 94
River basin organisations 94
Citizen participation 99
Inter-municipal collaboration 100
Co-ordinating bodies at the sub-national level 102
Selected tools and strategies for addressing multi-level governance gaps in metropolitan areas 103
Conclusion 104
Notes 105
Bibliography 105
Chapter 5: Final Considerations\rfor Water Policy Governance:\rPreliminary Guidelines\r 107
Findings of the report 108
Lessons from OECD experience in the governance of water policy 110
Envisioning long-term strategies: preliminary guidelines for effective management of multi-level governance 113
Preliminary guidelines for effective management of multi-level governance 113
Bibliography 115
ANNEX 5.A1 116
Chapter 6: Country Profiles\r 117
AUSTRALIA 119
Acronyms and abbreviations\r 119
Institutional mapping of water policy at central government level: Allocation of roles acrossministries and public agencies 119
Design and implementation of water policies 119
Institutional mapping for quality standards and regulation 120
Co-ordination of water policy making across ministries and public agencies at central government level 120
Obstacles to horizontal co-ordination in water policy making 120
Existing mechanisms for co-ordinating the action across ministries and public agencies 121
Institutional mapping of water policy roles and responsibilities at sub-national level: Allocation of roles across local and regional authorities\r 121
Allocation of roles and responsibilities in water policy design and implementation at territorial level 121
Allocation of roles and responsibilities in water regulation (rule production and enforcement) 122
Co-ordination of water policy making between levels of government and across local actors 122
Obstacles to vertical co-ordination in water policy making 122
Obstacles to capacity building and co-ordination at territorial level\r 123
Existing mechanisms for co-ordinating water policy between levels\rof government and at territorial level 123
Specific focus on selected mechanisms 124
Final assessment of remaining challenges 125
BELGIUM (FLANDERS) 126
Acronyms and abbreviations\r 126
Institutional mapping of water policy roles and responsibilities at central government level:\rAllocation of roles across ministries and public agencies 126
Design and implementation of water policies 126
Institutional mapping for quality standards and regulation 127
Co-ordination of water policy making across ministries and public agencies at central government level 127
Obstacles to horizontal co-ordination in water policy making\r 127
Existing mechanisms for co-ordinating the action across ministries and public agencies 127
Institutional mapping of water policy roles and responsibilities at sub-national level: Allocation of roles across local and regional authorities\r 128
Allocation of roles and responsibilities in water policy design and implementation at territorial level 128
Allocation of roles and responsibilities in water regulation (rule production and enforcement) 129
Co-ordination of water policy making between levels of government and across local actors 129
Obstacles to vertical co-ordination in water policy making 129
Obstacles to capacity building and co-ordination at territorial level\r 130
Existing mechanisms for co-ordinating water policy between levels of government and at territorial level 130
Specific focus on selected mechanisms 131
Final assessment of remaining challenges 133
BELGIUM (WALLONIA) 134
Acronyms and abbreviations\r 134
Institutional mapping of water policy roles and responsibilities at central government level:\rAllocation of roles across ministries and public agencies 134
Design and implementation of water policies 134
Institutional mapping for quality standards and regulation 134
Co-ordination of water policy making across ministries and public agencies at central government level 134
Existing mechanisms for co-ordinating the action across ministries and public agencies 134
Institutional mapping of water policy roles and responsibilities at sub-national level: Allocation of roles across local and regional authorities\r 135
Allocation of roles and responsibilities in water policy design and implementation at territorial level 135
Allocation of roles and responsibilities in water regulation (rule production and enforcement) 135
Co-ordination of water policy making between levels of government and across local actors 136
Existing mechanisms for co-ordinating water policy between levels of government and at territorial level 136
Specific focus on selected mechanisms 136
CANADA 138
Acronyms and abbreviations\r 138
Institutional mapping of water policy roles and responsibilities at central government level:\rAllocation of roles across ministries and public agencies 138
Design and implementation of water policies 138
Institutional mapping for quality standards and regulation 139
Co-ordination of water policy making across ministries and public agencies at central government level 139
Obstacles to horizontal co-ordination in water policy making 139
Existing mechanisms for co-ordinating the action across ministries and public agencies 140
Institutional mapping of water policy roles and responsibilities at sub-national level: Allocation of roles across local and regional authorities\r 140
Allocation of roles and responsibilities in water policy design and implementation at territorial level 140
Allocation of roles and responsibilities in water regulation (rule production and enforcement) 140
Co-ordination of water policy making between levels of government and across local actors 141
Obstacles to vertical co-ordination in water policy making 141
Obstacles to capacity building and co-ordination at territorial level 141
Existing mechanisms for co-ordinating water policy between levels of government and at territorial level 141
Specific focus on selected mechanisms 141
Final assessment of remaining challenges 142
CHILE 143
Acronyms and abbreviations\r 143
Institutional mapping of water policy roles and responsibilities at central government level:\rAllocation of roles across ministries and public agencies 143
Design and implementation of water policies 143
Institutional mapping for quality standards and regulation 144
Co-ordination of water policy making across ministries and public agencies at central government level 144
Obstacles to horizontal co-ordination in water policy making 144
Existing mechanisms for co-ordinating the action across ministries and public agencies 145
Institutional mapping of water policy roles and responsibilities at sub-national level: Allocation of roles across local and regional authorities\r 145
Allocation of roles and responsibilities in water regulation (rule production and enforcement) 145
Allocation of roles and responsibilities in water policy design and implementation at territorial level 145
Co-ordination of water policy making between levels of government and across local actors 146
Obstacles to vertical co-ordination in water policy making\r 146
Obstacles to capacity building and co-ordination at territorial level 146
Existing mechanisms for co-ordinating water policy between levels of government and at territorial level 147
Specific focus on selected mechanisms 147
Final assessment of remaining challenges 148
FRANCE 149
Acronyms and abbrevations\r 149
Institutional mapping of water policy roles and responsibilities at central government level: Allocation of roles across ministries and public agencies 149
Design and implementation of water policies 149
Institutional mapping for quality standards and regulation 150
Co-ordination of water policy making across ministries and public agencies at central government level 150
Obstacles to horizontal co-ordination in water policy making 150
Existing mechanisms for co-ordinating the action across ministries and public agencies 151
Institutional mapping of water policy roles and responsibilities at sub-national level: Allocation of roles across local and regional authorities\r 151
Allocation of roles and responsibilities in water policy design and implementation at territorial level 151
Allocation of roles and responsibilities in water regulation (rule production and enforcement) 152
Co-ordination of water policy making between levels of government and across local actors 152
Obstacles to vertical co-ordination in water policy making 152
Obstacles to capacity building and co-ordination at territorial level\r 153
Existing mechanisms for co-ordinating water policy between levels of government and at territorial level 153
Specific focus on selected mechanisms 154
Final assessment of remaining challenges 156
GREECE 157
Acronyms and abbreviations 157
Institutional mapping of water policy roles and responsibilities at central government level: Allocation of roles across ministries and public agencies\r 158
Design and implementation of water policies 158
Institutional mapping for quality standards and regulation 159
Co-ordination of water policy making across ministries and public agencies at central government level 160
Obstacles to horizontal co-ordination in water policy making\r 160
Existing mechanisms for co-ordinating the action across ministries and public agencies 160
Institutional mapping of water policy roles and responsibilities at sub-national level: Allocation of roles across local and regional authorities\r 161
Allocation of roles and responsibilities in water policy design and implementation at territorial level 161
Allocation of roles and responsibilities in water regulation (rule production and enforcement) 161
Co-ordination of water policy making between levels of government and across local actors 161
Obstacles to vertical co-ordination in water policy making 161
Obstacles to capacity building and co-ordination at territorial level\r 162
Existing mechanisms for co-ordinating water policy between levels of government and at territorial level 162
Specific focus on selected mechanisms 163
Final assessment of remaining challenges 164
ISRAEL 165
Acronyms and abbreviations\r 165
Institutional mapping of water policy roles and responsibilities at central government level:\rAllocation of roles across ministries and public agencies 165
Design and implementation of water policies 165
Institutional mapping for quality standards and regulation 165
Co-ordination of water policy making across ministries and public agencies at central government level\r 166
Obstacles to horizontal co-ordination in water policy making 166
ORGANISATION FOR ECONOMIC CO-OPERATION\rAND DEVELOPMENT 243