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Water Services Management and Governance

Water Services Management and Governance

Tapio Katko | Petri S. Juuti | Klaas Schwartz

(2012)

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Book Details

Abstract

Water Services Management and Governance focuses on water services (water supply, wastewater services) and deals with connections between water resources and services and water resources. It covers water supply mainly in urban communities, sanitation and pollution control and water resources and their linkages to water services. 
This book is divided in to four key sections relating to governance frameworks, technology and socio-ecological interactions, government and governance, and long terms policies. The chapters analyse the complexity of the water services sector based on a historical analysis of developments within the sector. The underlying conviction is that only by understanding past trends, processes and developments can the current situation in the water services be understood. Only through this understanding can policies for sustainable water services in the future be formulated. The four key sections relate to governance frameworks, technology and socio-ecological interactions, government and governance, and long terms policies. 
Water Services Management and Governance raises awareness that an understanding of the past is a necessity to explore potential, probable and preferable futures. It is an essential basis for water sector reforms in any country, region or community. The book is written for experts in water utilities, ministries, municipalities, NGOs, donor agencies, private companies and regulators; as well as students and researchers in water policy and governance, and the management of water resources, services and infrastructure. 
Editors: Dr. Petri S. Juuti is a historian, and Adjunct Professor in the universities of Tampere, Oulu and Turku. Tapio S. Katko, Civil engineer, Adjunct  Professor, UNESCO Chairholder in Sustainable Water Services at Tampere University of Technology, Finland. Klaas Schwartz, Senior Lecturer, Urban Water Governance in the Department of Integrated Water Systems and Governance at the UNESCO-IHE Institute for Water Education, Delft, the Netherlands. 
Assistant Editor: Riikka P. Rajala, Environmental Engineer, Post-Doctoral researcher in University of Tampere, Finland.  

Table of Contents

Section Title Page Action Price
Cover\r Cover
Contents iv
About the Authors xi
Preface xv
Foreword xvii
Acknowledgements xix
Prologue xxi
GOVERNANCE FRAMEWORKS xxi
TECHNOLOGY AND SOCIO-ECOLOGICAL INTERACTIONS xxii
FROM GOVERNMENT TO GOVERNANCE xxii
LONG-TERM POLICY xxiii
Section I: Water Governance Frameworks 1
Chapter 1: Governance shifts in the water services sector: a case study of the Zambia water services sector\r 2
1.1 INTRODUCTION 2
1.2 A FRAMEWORK FOR ANALYSIS 3
1.3 GOVERNANCE SHIFTS IN THE WATER SERVICES SECTOR 4
1.4 GOVERNANCE SHIFTS IN THE ZAMBIAN WATER SERVICES SECTOR 5
1.4.1 Policy reforms 5
1.4.2 Institutions 7
1.4.3 Organizations of the Zambian water services sector 7
1.5 CONCLUSIONS 10
REFERENCES 10
Chapter 2: Technology development theories and water services evolution\r 12
2.1 INTRODUCTION 12
2.2 WHAT IS TECHNOLOGY? 14
2.3 TECHNOLOGY DEVELOPMENT THEORIES VERSUS WATER MANAGEMENT\r 16
2.3.1 Institutional economic theory 16
2.3.2 Technological determinism and Kranzberg’s Laws 17
2.3.3 Large technical systems 18
2.3.4 Evolutionary development 19
2.3.5 Visionary management 20
2.3.6 Technological momentum and jump 20
2.3.7 Social construction of technology 21
2.3.8 Issues of governance 22
2.4 DISCUSSION 24
2.5 CONCLUDING REMARKS 24
Acknowledgements 25
REFERENCES 25
Chapter 3: Integration of water and wastewater utilities\r 27
3.1 INTRODUCTION 27
3.2 MAKING THE CASE FOR INTEGRATION 28
3.3 INTEGRATION OF WATER AND WASTEWATER UTILITIES IN FINLAND 28
3.3.1 Early signs of institutional framework to come 28
3.3.2 A look at integration-related legislation 30
3.3.3 Mergers of water and wastewater utilities 1970–2009 31
3.3.4 The Pori merger experience 33
3.3.5 Other findings from Finland 33
3.4 THE IWRM EXPERIENCE IN OTHER COUNRIES 34
3.5 WHAT EXPERIENCE CAN TEACH US 35
Acknowledgement 36
REFERENCES 36
Section II: Technology and Socio-Ecological Interaction\r 39
Chapter 4: Governance of large hydraulic infrastructure in Spain: a historical approach\r 40
4.1 INTRODUCTION 40
4.2 WATER POLICY IN THE ANCIENT REGIME 41
4.3 REGENERATIONISM AND CONSOLIDATION OF THE HYDRAULIC PARADIGM 42
4.4 THE GOLDEN ERA OF THE HYDRAULIC PARADIGM 44
4.5 THE DEMISE OF THE HYDRAULIC PARADIGM AND THE EMERGENCE OF NEW WATER POLICY ALTERNATIVES 46
4.6 CONCLUSIONS 48
REFERENCES 49
Chapter 5: Wither water: reflections on Colorado’s water development and the pursuit of sustainable growth in the arid west\r 50
5.1 INTRODUCTION 50
5.2 THE CASE OF COLORADO 51
5.2.1 From conflict to codified law: the development of the doctrine of prior appropriations 51
5.2.2 Interstate compacts and the doctrine of prior appropriations 53
5.2.3 Climate change and reoccurring drought cycles and their impact on water management 54
5.2.4 Water management and the complexities of urban growth in arid climates 55
5.2.5 Colorado water management in the 21st century: planning and assessment 57
5.2.6 Colorado water management in the 21st century: implementation 58
5.3 CONCLUSION 59
REFERENCES 60
Chapter 6: Water recycling and sustainability in Salisbury, South Australia\r 61
6.1 INTRODUCTION\r 61
6.1.1 Thinking about sustainability 61
6.1.2 Water in South Australia 62
6.1.3 The project in context 63
6.1.4 Historical case study method 64
6.1.5 Water recycling through aquifer recharge, storage and recovery 65
6.2 RESEARCH FINDINGS\r 65
6.2.1 Sustainability by design? 65
6.2.2 The paddocks”: An experiment 66
6.2.3 Pipes, surface water and groundwater 67
6.2.4 Environmental quality 67
6.2.5 Commercial interests 67
6.2.6 The moral high-ground 68
6.3 SOME CONCLUDING THOUGHTS 69
REFERENCES 70
Chapter 7: Acid mine water drainage in South Africa: policy, economic issues and public concerns\r 72
7.1 INTRODUCTION 72
7.2 AMD AND THE GOLDFIELDS OF THE WITWATERSRAND 73
7.2.1 The political factor of nationalisation 75
7.2.2 Relevant legislation 75
7.2.3 Contending with the Witwatersrand AMD problem 76
7.3 THE ISSUE OF AMD IN THE COAL MINING SECTOR 77
7.3.1 Coal production and the growing demand for electricity 78
7.3.2 Addressing the problem? 78
7.4 CONCLUSION 79
REFERENCES 81
Chapter 8: Safety of lead water pipes: history and present\r 84
8.1 INTRODUCTION AND OBJECTIVES 84
8.2 LEAD IN ANTIQUITY 84
8.3 TOWARDS MODERN TIMES 87
8.4 DISCUSSION 88
8.5 CONCLUSIONS 89
Acknowledgements 89
REFERENCES 90
Section III: From Government to Governance\r 92
Chapter 9: Diversity of the water supply and sanitation sector: roles of municipalities in Europe\r 93
9.1 DIFFERENT TRADITIONS OF MUNICIPAL ADMINISTRATION 93
9.2 FINLAND 95
9.3 SWEDEN 96
9.4 LITHUANIA 97
9.5 GERMANY 98
9.6 THE NETHERLANDS 99
9.7 FRANCE 100
9.8 ENGLAND 101
9.9 DISCUSSION AND CONCLUSION 102
REFERENCES 103
Chapter 10: A Historical perspective on partnerships in the provision of water supply and sanitation services in developing countries\r 106
10.1 INTRODUCTION 106
10.2 PUBLIC-PUBLIC TWINNING PROJECTS 107
10.3 PUBLIC-PRIVATE PARTNERSHIPS 108
10.4 FROM PRIVATIZATION TO PUBLIC-PRIVATE PARTNERSHIPS 109
10.5 WATER OPERATOR PARTNERSHIPS 110
10.6 PARTNERSHIPS WITH SMALL-SCALE PROVIDERS 112
10.7 CONCLUSION 112
REFERENCES 113
Chapter 11: The birth, growth and decline of multinational water companies\r 115
11.1 PRIVATE COMPANIES IN HISTORICAL CONTEXT 115
11.2 RISE AND FALL 116
11.3 THE COMPANIES IN 2012\r 120
11.3.1 French companies: depending on the state 120
11.3.2 English companies taken over 120
11.3.3 Other companies 122
11.4 THE FUTURE OF INTERNATIONALWATER COMPANIES 123
REFERENCES 124
Chapter 12: Issues of governance and citizenship in water services: a reflection on Latin American experiences1\r 125
12.1 INTRODUCTION 125
12.2 GOVERNANCE, CITIZENSHIP AND PARTICIPATION 125
12.3 TRENDS IN THE MANAGEMENT OF WSS IN LATIN AMERICA 127
12.3.1 Technocratic, non-participatory management 127
12.3.2 Technocratic management with restricted participation 128
12.3.3 Bottom-up social participation 130
12.4 OBSTACLES AND POSSIBILITIES FOR THE SUBSTANTIVE DEMOCRATIZATION OF WSS MANAGEMENT 133
REFERENCES 135
Section IV: Long-term policies\r 138
Chapter 13: Upscaling and internationalization of the Dutch water supply sector\r 139
13.1 INTRODUCTION 139
13.2 AGGREGATION TO REACH UNIVERSAL SERVICE EXPANSION 140
13.3 FROM UNIVERSAL COVERAGE TO EFFICIENCY GAINS 141
13.4 BENCHMARKING AND EFFICIENCY 142
13.5 INTERNATIONALIZATION OF THE SECTOR 143
13.6 CONCLUSION 145
REFERENCES 146
Chapter 14: Water services management and governance: past lessons for a sustainable future\r 147
14.1 INTRODUCTION 147
14.2 PRE-COLONIAL AND COLONIAL PERIOD (1880–1963) 147
14.3 INDEPENDENCE PERIOD (1963–1980) 149
14.4 POST-INDEPENDENCE PERIOD (1980–2000) AND LATER DEVELOPMENTS 150
14.5 WATER SECTOR REFORM INITIATIVES AND THE BOTTLENECKS 151
14.6 DISCUSSION AND CONCLUSIONS 155
REFERENCES 156
Chapter 15: Prisoners of a paradigm? What can water sector donors learn from history?\r 158
15.1 INTRODUCTION 158
15.2 WATERING A THIRSTY CITY\r 159
15.2.1 A water demand history of Nairobi 159
15.3 A SUPPLY-SIDE HISTORY OF NAIROBI’S WATER SUPPLY\r 161
15.3.1 The \"\rperiodical bogey of water shortage” 161
15.3.2 Post-colonial water: enter the World Bank 161
15.4 DISTRIBUTION AND WATER EQUITY 163
15.4.1 Distribution in planned areas 163
15.4.2 Distribution in unplanned areas 163
15.5 INSTITUTIONAL AND ORGANISATIONAL CHANGES 163
15.6 CONCLUSIONS 164
15.6.1 Prisoners of a paradigm 164
15.6.2 Self-sustaining feedback 164
15.6.3 Epilogue: history as a development laboratory 165
Acknowledgements 166
REFERENCES\r 166
Literature 166
Other written sources 166
Interviews 167
Chapter 16 168
16.1 INTRODUCTION 168
16.2 MERGING OF SMALLER UTILITIES 170
16.3 EARLY EXPERIMENTS WITH MERGING UTILITIES IN HELSINKI 170
16.4 PROPOSAL 1991: WATER AND SEWERAGE SYSTEM OF THE METROPOLITAN AREA 172
16.5 DISCUSSION\r 172
16.5.1 New public management 172
16.5.2 The metropolis policy and decision making 173
16.6 CONCLUSIONS 174
REFERENCES 176
Newspapers 176
Index 182
Epilogue 177
OVER-ARCHING THEMES 178
Multi-level governance 178
Speed of change 178
Technopolitics 178
Increasing complexity 178
How good is our governance? 179
Have we really learnt? 180
CONCLUSIONS 180
REFERENCES 181