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Aulton's Pharmaceutics E-Book

Aulton's Pharmaceutics E-Book

Michael E. Aulton | Kevin M.G. Taylor

(2017)

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Book Details

Abstract

From a review of the previous edition:

‘For all the pharmacy students out there part of your pharmacy degree will be to study formulation design and pharmaceutics. This is the holy grail of pharmaceutical technology books. The text reads well and introduces difficult concepts in a more easy-to-understand way, it is definitely worth the money to help you get through the module, if you’re doing a research project in pharmaceutical design then this would also be an excellent buy…This is essential for passing exams and developing professional competence.’

This is the best known text on pharmaceutics. Its strength lies mainly in being a complete course in one book. Reviewers consistently praise its comprehensiveness and its extremely high quality-quality content. Pharmaceutics is one of the most diverse subject areas in pharmaceutical science and an understanding of it is vital for all pharmacists and scientists involved in converting drugs to medicines that can be safely delivered to a patient. The editorial and author team deliver a tour de force of accessibility, coverage and currency in this new edition of a world-class textbook.

  • Relevant chemistry covered throughout
  • Reflects current and future use of biotechnology products throughout
  • Covers ongoing changes in our understanding of biopharmaceutics, certain areas of drug delivery and the significance of the solid state
  • Includes the science of formulation and drug delivery
  • Designed and written for newcomers to the design of dosage forms
  • Key points boxes throughout
  • Summaries at the end of each chapter
  • Fully updated throughout, with particular focus on delivery of biopharmaceuticals, nanotechnology and nanomedicines, parenteral and ocular drug delivery mechanisms.
  • Now comes with online access on StudentConsult.

Table of Contents

Section Title Page Action Price
Front Cover cover
IFC_Student Consult PIN Page ifc1
Aulton's Pharmaceutics i
Copyright Page iv
Table Of Contents v
Preface vii
Contributors viii
Acknowledgements xi
What is ‘pharmaceutics’? 1
1 Design of dosage forms 6
Chapter contents 6
Principles of dosage form design 6
Biopharmaceutical aspects of dosage form design 8
Routes of drug administration 9
Oral route 9
Rectal route 10
Parenteral routes 10
Topical route 11
Respiratory route 11
Drug factors in dosage form design 11
Particle size and surface area 12
Solubility 12
Dissolution 13
Partition coefficient and pKa 14
Crystal properties: polymorphism 14
Stability 15
Organoleptic properties 15
Other drug properties 16
Therapeutic considerations in dosage form design 16
Summary 17
Bibliography 17
1 Scientific principles of dosage form design 18
2 Dissolution and solubility 18
Chapter contents 18
Key points 18
Introduction 18
Definition of terms 19
Solution, solubility and dissolution 19
Process of dissolution 19
Dissolution mechanisms 19
Interfacial reaction 20
Leaving the surface. 20
Moving into the liquid. 20
Diffusion through the boundary layer 20
Energy/work changes during dissolution 20
Dissolution rates of solids in liquids 21
Interface-controlled dissolution rate 21
Diffusion-controlled dissolution rate 21
Noyes–Whitney equation 21
Factors affecting the rate of dissolution of diffusion- controlled systems 22
Surface area of undissolved solid (A) 22
Size of solid particles. 22
Dispersibility of powdered solid in dissolution medium. 23
Porosity of solid particles. 24
Changing area during dissolution. 24
Solubility of solid in dissolution medium (CS) 24
Temperature. 24
Nature of dissolution medium. 24
Molecular structure of solute. 24
Crystalline form of solid. 24
Presence of other compounds. 24
Concentration of solute in solution at time t (C) 24
Volume of dissolution medium. 24
Any process that removes dissolved solute from the dissolution medium. 24
Dissolution rate constant (k) 24
Thickness of the boundary layer. 24
Diffusion coefficient of solute in the dissolution medium. 25
Intrinsic dissolution rate 25
Techniques for measuring the IDR 25
Measurement of dissolution rates of drugs from dosage forms 25
Solubility 26
Methods of expressing solubility and concentration 26
Expressions of concentration 26
Quantity per quantity 26
Percentage 26
Parts 26
Molarity 26
Molality 26
Mole fraction 26
Milliequivalents and normal solutions 27
Qualitative descriptions of solubility 27
Prediction of solubility 27
Physicochemical prediction of solubility 28
Solubility parameters. 28
Solubility of solids in liquids 28
Determination of the solubility of a solid in a liquid 28
Factors affecting the solubility of solids in liquids 29
Temperature and heat input 29
Molecular structure of solute 30
Nature of solvent: cosolvents 30
Crystal characteristics: polymorphism and solvation 30
Particle size of the solid 31
pH 31
Common-ion effect 31
Effect of different electrolytes on the solubility product. 32
Effective concentration of ions. 32
Effect of nonelectrolytes on the solubility of electrolytes. 32
Effect of electrolytes on the solubility of nonelectrolytes. 32
Complex formation. 32
Solubilizing agents. 32
Solubility of gases in liquids 32
Solubility of liquids in liquids 33
Systems showing an increase in miscibility with rise in temperature 33
Systems showing a decrease in miscibility with rise in temperature 33
Systems showing upper and lower critical solution temperatures 33
Effects of added substances on critical solution temperatures 34
Blending 34
Distribution of solutes between immiscible liquids 34
Partition coefficients 34
Solubility of solids in solids 35
Summary 36
Reference 36
Bibliography 36
3 Properties of solutions 37
Chapter contents 37
Key points 37
Introduction 37
Types of solution 37
Vapour pressures of solids, liquids and solutions 38
Ideal solutions: Raoult’s law 38
Real or nonideal solutions 39
Ionization of solutes 40
Hydrogen ion concentration and pH 40
Dissociation (or ionization) constants; pKa and pKb 41
Link between pH, pKa, degree of ionization and solubility of weakly acidic or basic drugs 42
Use of the Henderson–Hasselbalch equations to calculate the degree of ionization of weakly acidic or basic drugs 42
Buffer solutions and buffer capacity 42
Colligative properties 44
Osmotic pressure 44
Osmolality and osmolarity 45
Isoosmotic solutions 45
Isotonic solutions 45
Diffusion in solution 45
Summary 46
Bibliography 46
4 Surfaces and interfaces 47
Chapter contents 47
Key points 47
Introduction 47
Surface tension 48
Measurement of surface tension 49
Solid wettability 50
Contact angle 50
Adsorption at interfaces 52
Solid–liquid interfaces 52
Solid–vapour interfaces 53
Solid–vapour adsorption isotherms 53
Langmuir (type I) isotherm 53
Type II isotherms 54
Type III isotherms 54
Brunauer, Emmett and Teller isotherm 54
Interpretation of isotherm plots 55
Interactions between powders and water vapour 55
Water adsorption 56
Water absorption 56
Deliquescence 58
Inverse phase gas chromatography (IGC) 58
References 59
5 Disperse systems 60
Chapter contents 60
Key points 60
Introduction 61
Colloids 61
Preparation of colloidal systems 61
Lyophilic colloids 61
Lyophobic colloids 61
Dispersion methods 62
Colloid mills. 62
Ultrasonic treatment. 62
Condensation methods 62
Purification of colloidal systems 62
Dialysis 62
Ultrafiltration 62
Electrodialysis 62
Properties of colloids 62
Size and shape of colloidal particles 62
Size distribution 62
Shape 63
Kinetic properties 63
Brownian motion 63
Diffusion 63
Sedimentation 64
Sedimentation velocity. 64
Sedimentation equilibrium. 64
Osmotic pressure 64
Viscosity 65
Optical properties 66
Light scattering 66
Dynamic light scattering (photon correlation spectroscopy) 67
Ultramicroscopy 67
Electron microscopy 67
Electrical properties 67
Electrical properties of interfaces 67
Ion dissolution. 68
Ionization. 68
Ion adsorption. 68
The electrical double layer 68
Electrokinetic phenomena 69
Electrophoresis. 69
Other electrokinetic phenomena. 70
Physical stability of colloidal systems 70
Stability of lyophobic systems (DLVO theory) 71
Repulsive forces between particles. 72
Attractive forces between particles. 72
Total potential energy of interaction. 72
Stability of lyophilic systems 73
Coacervation and microencapsulation. 73
Effect of addition of macromolecular material to lyophobic colloidal sols. 74
Steric stabilization (protective colloid action) 74
Gels 76
Types of gel 76
Gelation of lyophobic sols 76
Gelation of lyophilic sols 76
Surface-active agents 77
Surface activity 77
Micelle formation 79
Solubilization 81
Pharmaceutical applications of solubilization 81
Solubilization and drug stability 82
Detergency 82
Coarse disperse systems 82
Suspensions 82
Controlled flocculation 83
Steric stabilization of suspensions 84
Wetting problems 84
Rheological properties of suspensions 85
Emulsions 85
Microemulsions 85
Theory of emulsion stabilization 86
Interfacial films 86
Hydrophilic colloids as emulsion stabilizers 87
Solid particles in emulsion stabilization 87
Emulsion type 87
Hydrophile–lipophile balance 88
Phase viscosity 89
Stability of emulsions 89
Flocculation 89
Phase inversion 90
Creaming 90
Assessment of emulsion stability 91
Foams 91
Aerosols 91
Preparation of aerosols 92
Application of aerosols in pharmacy 92
References 92
Bibliography 92
6 Rheology 93
Chapter contents 93
Key points 93
Viscosity, rheology and the flow of fluids 93
Newtonian fluids 94
Viscosity coefficients for Newtonian fluids 94
Dynamic viscosity 94
Kinematic viscosity 95
Relative and specific viscosities 95
Intrinsic viscosity 95
Huggins constant 96
Boundary layers 96
Laminar, transitional and turbulent flow 97
Determination of the flow properties of simple fluids 98
Capillary viscometers 98
Ostwald U-tube viscometer. 98
Suspended-level viscometer. 99
Calculation of viscosity from capillary viscometers 99
Falling-sphere viscometer 100
Non-Newtonian fluids 101
Types of non-Newtonian behaviour 101
Plastic (or Bingham) flow 102
Pseudoplastic flow 102
Dilatant flow 103
Time-dependent behaviour 104
Determination of the flow properties of non-Newtonian fluids 105
Rotational viscometers 105
Concentric cylinder geometry. 106
Cone–plate geometry. 106
Parallel-plate geometry. 107
Rheometers 107
Viscoelasticity 109
Creep testing 110
Dynamic testing 111
The applications of rheology in pharmaceutical formulation 112
References 113
Bibliography 113
7 Kinetics 114
Chapter contents 114
Key points 114
Introduction 115
Energetics 115
Homogeneous and heterogeneous processes 116
Molecularity 116
Rate laws and order of reaction 116
Zero-order processes 117
First-order processes 118
Pseudo-first-order processes 118
Second-order processes 120
Half-life, t1/2 121
Summary of parameters 121
Determination of order and rate constant 121
Complex reactions 122
Consecutive reactions 123
Parallel (side) reactions 123
Reversible reactions 123
The Michaelis–Menten equation 123
Effect of temperature on reaction rate 126
Summary 127
Bibliography 127
2 Particle science and powder technology 128
8 Solid-state properties 128
Chapter contents 128
Key points 128
Solid state 128
Crystallization 129
Polymorphism 130
Polymorphism and bioavailability 131
Hydrates and solvates 132
Amorphous state 133
Crystal habit 136
Surface nature of particles 137
Dry powder inhalers 137
Surface energy 138
Vapour sorption 138
References 139
Bibliography 139
9 Particle size analysis 140
Chapter contents 140
Key points 140
Introduction 140
Particle size 141
Dimensions 141
Equivalent sphere diameters 142
Particle size distribution 142
Summarizing size distribution data 144
Mean particle sizes 146
Interconversion of mean sizes 147
Influence of particle shape 147
Particle size analysis methods 148
Sieve methods 148
Equivalent sphere diameter 148
Range of analysis 148
Sample preparation and analysis conditions 148
Principles of measurement 148
Alternative techniques 149
Microscope methods 149
Equivalent sphere diameters 149
Range of analysis 149
Sample preparation and analysis conditions 149
Light microscopy 149
Principles of measurement 149
Electron microscopy 150
Image analysis 150
Sedimentation methods 150
Equivalent sphere diameters 150
Range of analysis 150
Sample preparation and analysis conditions 150
Principles of measurement 150
Alternative techniques 151
Electrical sensing zone (electrozone sensing) method (Coulter Counter®) 152
Equivalent sphere diameter 152
Range of analysis 152
Sample preparation and analysis conditions 152
Principles of measurement 152
Laser diffraction (low-angle laser light scattering) 153
Equivalent sphere diameters 153
Range of analysis 153
Sample preparation and analysis conditions 153
Principles of measurement 153
Fraunhofer diffraction and Mie theory 153
Dynamic light scattering (photon correlation spectroscopy) 154
Equivalent sphere diameter 154
Range of analysis 154
Sample preparation and analysis conditions 154
Principles of measurement 154
Particle counting 155
Selection of a particle size analysis method 155
Reference 156
Bibliography 156
10 Particle size reduction and size separation 158
Chapter contents 158
Key points 158
Introduction to size reduction 159
Influence of material properties on size reduction 159
Crack propagation and toughness 159
Surface hardness 159
Energy requirements of the size reduction process 160
Influence of size reduction on size distribution 161
Size reduction methods 162
Cutting methods 162
3 Pharmaceutical microbiology and sterilization 201
13 Fundamentals of microbiology 201
Chapter contents 201
Key points 201
Introduction 201
Viruses 202
Reproduction of viruses 203
Adsorption to the host cell 203
Penetration 204
Uncoating 204
Nucleic acid and protein synthesis 204
Assembly of new virions 204
Release of virus progeny 204
Latent infections 204
Oncogenic viruses 204
Bacteriophages 204
Archaea 205
Eubacteria 205
Atypical bacteria 205
Rickettsiaceae, Coxiellaceae and Bartonellaceae 205
Chlamydiae 205
Mycoplasmas 206
Actinomycetes 206
Typical bacteria 206
Shape, size and aggregation 206
Anatomy 207
Capsule 207
Cell wall 208
Cytoplasmic membrane 209
Nuclear material 209
Mesosomes 209
Ribosomes 209
Inclusion granules 209
Flagella 210
Pili and fimbriae 210
Endospores 210
Microscopy and staining of bacteria 211
Differential stains 212
Gram stain. 212
Ziehl–Neelsen acid-fast stain. 212
Fluorescence microscopy 212
Dark-ground microscopy 212
Phase-contrast microscopy 212
Differential-interference contrast microscopy 213
Electron microscopy 213
Growth and reproduction of bacteria 213
Genetic exchange 214
Transformation. 214
Transduction. 214
Conjugation. 214
Bacterial nutrition 214
Lithotrophs (synonym: autotrophs). 214
Organotrophs (synonym: heterotrophs). 214
Oxygen requirements 214
Influence of environmental factors on the growth of bacteria 215
Temperature. 215
pH. 215
Osmotic pressure. 215
Handling and storage of microorganisms 215
Inoculation of agar surfaces by streaking 216
Inoculation of slopes 216
Transference of liquids 217
Release of infectious aerosols 217
Cultivation of anaerobes 217
Counting bacteria 218
Total counts 218
Microscope methods. 218
Spectroscopic methods. 218
Electronic methods. 218
Other methods. 219
Viable counts 219
Spread plates. 219
Pour plates. 219
Membrane filtration. 219
ATP determination. 220
Isolation of pure bacterial cultures 220
Classification and identification 220
Nomenclature 220
Identification 221
Biochemical tests 221
Rapid identification systems 222
Serological tests 222
Phage typing. 223
Fungi 223
Fungal morphology 223
Yeasts 223
Yeast-like fungi 223
Dimorphic fungi 223
Filamentous fungi 224
Mushrooms and toadstools 224
Reproduction of fungi 224
Asexual reproduction 224
Sexual reproduction 224
Fungal classification 225
Zygomycetes 225
Ascomycetes 225
Deuteromycetes 225
Basidiomycetes 225
Bibliography 226
14 Pharmaceutical applications of microbiological techniques 227
Chapter contents 227
Key points 227
Introduction 227
Measurement of antimicrobial activity 228
Factors to be controlled in the measurement of antimicrobial activity 228
Origin of the test organism 228
Composition and pH of the culture medium 228
Exposure and incubation conditions 229
Inoculum concentration and physiological state 230
Antibiotic assays 230
Agar diffusion assays 231
Practical aspects of the conduct of agar diffusion assays 233
Turbidimetric assays 233
Practical aspects of the conduct of turbidimetric assays 234
Minimum inhibitory concentration determinations 234
MIC test methods 234
Distinction between MICs determined in agar and the assessment of sensitivity using agar diffusion methods 235
Preservative efficacy tests (or challenge tests) 236
Choice of test organisms and inoculum concentration 237
Inactivation of preservative 237
Interpretation of results 238
Disinfectant evaluation 239
Microbiological quality of pharmaceutical materials 240
Nonsterile products 240
Environmental monitoring 241
Counting of microorganisms in pharmaceutical products 242
Very low concentrations of microorganisms in aqueous solutions. 242
Insoluble solids. 242
Oils and hydrophobic ointments. 243
Creams and lotions. 243
Detection of specific hazardous organisms 243
Microbiological assays of B-group vitamins 244
Sterile products 245
Sterilization monitoring 245
Tests for sterility 246
Endotoxin and pyrogen testing 248
References 248
15 Action of physical and chemical agents on microorganisms 250
Chapter contents 250
Key points 250
Introduction 251
Kinetics of cell inactivation 251
D value, or decimal reduction time 252
Z value 252
Alternative survivor plots 253
Antimicrobial effects of moist and dry heat 254
Resistance of microorganisms to moist and dry heat 254
Factors affecting heat resistance and its measurement 256
Species and strain differences 256
Cell form 256
Culture conditions 256
pH and composition of heating menstruum 257
Recovery of heat-treated cells 257
Ionizing radiation 257
Particulate radiation 258
Electromagnetic radiation 258
Units of radioactivity 258
Effect of ionizing radiation on materials 258
Factors affecting the radiation resistance of microorganisms 259
Ultraviolet radiation 259
Factors affecting resistance to UV light 260
Gases 260
Ethylene oxide 260
Factors affecting the activity of ethylene oxide 261
Formaldehyde 261
Peracetic acid 261
Hydrogen peroxide 261
Chlorine dioxide 261
Propylene oxide 262
Methyl bromide 262
Gas plasmas 262
Antimicrobial effects of chemical agents 262
Principal factors affecting activity 263
Range of chemical agents 263
Phenolics 263
Alcohols, aldehydes, acids and esters 265
Quaternary ammonium compounds 265
Biguanides and amidines 266
Halogens and their compounds 266
Metals 267
The acridines 267
References 267
16 Principles of sterilization 268
Chapter contents 268
Key points 268
Introduction 268
Need for sterility 269
Sterilization parameters 269
D value and Z value 269
Inactivation factor and most probable effective dose 270
F value 270
Principles of sterilization processes 270
Heat sterilization 270
Principles of steam sterilization 271
Principles of dry heat sterilization 271
Combination treatments 272
Alternative means for heat delivery and control 272
Gaseous sterilization 272
Alkylating gases 273
Oxidizing gases 273
Radiation sterilization 273
Filtration sterilization 274
High-level disinfection 274
New technologies 275
Ultrahigh pressure 275
High-intensity light pulses 275
Ultrasonication 276
Gas plasma 276
Summary 276
References 277
Bibliography 277
17 Sterilization in practice 278
Chapter contents 278
Key points 278
Sterile products 278
Determination of sterilization protocols 280
Recommended pharmacopoeial sterilization processes 281
Steam (under pressure) sterilization 282
Dry heat sterilization 284
Integrated lethality in sterilization practice 285
Gaseous sterilization 286
Radiation sterilization 286
Filtration 287
High-level disinfection 288
Statistical considerations of sterility testing and sterility assurance level 288
Test for sterility of the product 289
Validation of a sterilization process 289
Process indicators 290
Testing filtration efficacy 292
Monitoring decontamination 292
Limitations of sterilization methods 294
Summary 294
References 294
Bibliography 295
4 Biopharmaceutical principles of drug delivery 296
18 Introduction to biopharmaceutics 296
Chapter contents 296
Key points 296
What is biopharmaceutics? 296
Background 296
Concept of bioavailability 298
Concept of biopharmaceutics 298
Summary 299
Bibliography 299
19 Gastrointestinal tract – physiology and drug absorption 300
Chapter contents 300
Key points 300
Introduction 300
Physiological factors influencing oral drug absorption 301
Physiology of the gastrointestinal tract 301
Oesophagus 302
Stomach 303
Small intestine 303
Colon 305
Transit of pharmaceuticals in the gastrointestinal tract 305
Gastric emptying 306
Small intestinal transit 306
Colonic transit 307
Barriers to drug absorption 307
Environment within the lumen 307
Gastrointestinal pH 307
Luminal enzymes 308
Influence of food in the gastrointestinal tract 308
Complexation of drugs with components in the diet. 308
Alteration of pH. 309
Alteration of gastric emptying. 309
Stimulation of gastrointestinal secretions. 309
Competition between food components and drugs for specialized absorption mechanisms. 309
Increased viscosity of gastrointestinal tract contents. 309
Food-induced changes in presystemic metabolism. 309
Food-induced changes in blood flow. 309
Disease state and physiological disorders 309
Mucus and the unstirred water layer 310
Gastrointestinal membrane 310
Structure of the membrane 310
Mechanisms of transport across the gastrointestinal membrane 311
Transcellular transport 311
Passive diffusion 311
Membrane transporters 313
Transcytosis 316
Paracellular pathway 317
Presystemic metabolism 317
Gut wall metabolism 317
Hepatic metabolism 317
Summary 318
References 318
Bibliography 318
20 Bioavailability – physicochemical and dosage form factors 319
Chapter contents 319
Key points 319
Introduction 319
Physicochemical factors influencing bioavailability 319
Dissolution and solubility 319
Physiological factors affecting the dissolution rate of drugs 320
Drug factors affecting the dissolution rate 321
Surface area and particle size 321
Solubility in the diffusion layer, Cs 322
Salts 323
Crystal form 324
Polymorphism 324
Amorphous solids 324
Solvates 324
Factors affecting the concentration of a drug in solution in the gastrointestinal fluids 325
Complexation. 325
Micellar solubilization. 325
Adsorption. 325
Chemical stability of the drug in the gastrointestinal fluids. 326
Poorly soluble drugs 326
Drug absorption 326
Drug dissociation and lipid solubility 326
pH-partition hypothesis of drug absorption 327
Limitations of the pH-partition hypothesis 327
Lipid solubility 328
Molecular size and hydrogen bonding 329
Summary 329
Dosage form factors influencing bioavailability 329
Introduction 329
Influence of the type of dosage form 329
Aqueous solutions 330
Aqueous suspensions 331
Liquid-filled capsules 331
Powder-filled capsules 332
Tablets 333
Uncoated tablets 333
Coated tablets 334
Gastro-resistant tablets 335
Influence of excipients for conventional dosage forms 335
Diluents 336
Surfactants 336
Lubricants 337
Disintegrants 337
Viscosity-enhancing agents 337
Summary 337
Reference 338
Bibliography 338
21 Assessment of biopharmaceutical properties 339
Chapter contents 339
Key points 339
Introduction 339
Measurement of key biopharmaceutical properties 340
Release of a drug from its dosage form into solution 340
Stability in physiological fluids 341
Permeability 342
Partition coefficients 342
Cell culture techniques 343
Tissue techniques 345
Perfusion studies 346
Assessment of permeability in humans 348
Intestinal perfusion studies 348
Noninvasive approaches 348
Presystemic metabolism 348
Mechanistic physiologically based pharmacokinetic models 349
Assessment of bioavailability 349
Plasma concentration–time curves 350
Minimum effective (or therapeutic) plasma concentration. 350
Maximum safe concentration. 351
Therapeutic range or window. 351
Onset. 351
Duration. 351
Peak concentration. 351
Time to peak concentration. 351
Area under the plasma concentration–time curve. 351
Use of plasma concentration–time curves in bioavailability studies 351
Cumulative urinary drug excretion curves 352
Use of urinary drug excretion curves in bioavailability studies 353
Absolute and relative bioavailability 354
Absolute bioavailability 354
Relative bioavailability 355
Bioequivalence 356
Regulatory requirements for bioequivalence 357
Pharmacokinetic studies to assess bioequivalence 357
Other methods of determining bioequivalence 359
Assessment of site of release in vivo 360
Biopharmaceutics classification system 360
Class I drugs. 361
Class II drugs. 361
Class III drugs. 361
Class IV drugs. 361
Biopharmaceutical drug disposition classification system 361
Summary 361
References 362
Bibliography 362
22 Dosage regimens 363
Chapter contents 363
Key points 363
Dosage regimens: influence on the plasma concentration-time profile of a drug in the body 364
Rates of ADME processes 364
One-compartment open model of drug disposition in the body 365
Rate of drug input versus rate of drug output 365
Elimination rate constant and biological half-life of a drug 366
Concentration–time curve of a drug in the body following the oral administration of equal doses of a drug at fixed time intervals 369
Important factors influencing steady-state plasma concentrations of a drug 371
Dose size and frequency of administration 371
Size of dose 371
Time interval between successive equal doses 371
Summary of the effects of dose size and frequency of administration 374
Concept of loading doses 375
Population data and basic pharmacokinetic parameters 377
Influence of changes in the apparent elimination rate constant of a drug: patients with renal impairment 377
Summary 378
Bibliography 379
5 Dosage form design and manufacture 380
23 Pharmaceutical preformulation 380
Chapter contents 380
Key points 380
The concept of preformulation 381
Assay development 381
Solubility 382
Ideal solubility 383
Determination of melting point and enthalpy of fusion using DSC 383
Solubility as a function of temperature 385
Solubility and physical form 386
Measurement of intrinsic solubility 386
Effect of impurities on intrinsic solubility 387
Molecular dissociation 389
Measurement of pKa 390
Partitioning 390
Determination of log P 391
Shake-flask method 391
Chromatographic methods 392
Dissolution rate 393
Intrinsic dissolution rate 393
IDR as a function of pH 394
IDR and the common-ion effect 394
Salt selection 395
Salt formation 395
Selection of a salt-forming acid or base 397
Salt screening 399
Solubility of salts 399
Solubility of basic salts 400
Solubility of acidic salts 400
The importance of pHmax 400
Dissolution of salts 400
Effect of salts on partitioning 401
Hygroscopicity 401
Physical form 402
Polymorphism 402
Polymorph screening 402
Amorphous materials 403
Powder properties 404
Particle size and shape 404
Powder flow 404
Compaction properties 404
Summary 405
References 405
Bibliography 406
24 Solutions 407
Chapter contents 407
Key points 407
Introduction 407
The solvent system 407
Aqueous solvents 407
Nonaqueous solvents 408
The drug 408
The excipients 408
Pharmaceutical solutions 409
Advantages of pharmaceutical solutions 410
Disadvantages of solutions 413
Solution stability 413
Enhancement of drug solubility 413
pH adjustment 414
Cosolvents 414
Complexation with cyclodextrins 414
Surfactants and micelles 416
Bibliography 416
25 Clarification 417
Chapter contents 417
Key points 417
Introduction 417
Filtration 417
Types of filtration 417
Solid–fluid filtration 417
Solid–liquid filtration. 418
Solid–gas filtration. 418
Fluid–fluid filtration 418
Mechanisms of filtration 418
Straining/sieving 418
Impingement 418
Attractive forces 419
Autofiltration 419
Factors affecting the rate of filtration 419
Darcy’s equation 420
Methods used to increase the filtration rate 420
Increase the area available for filtration. 420
Increase the pressure difference across the filter cake. 420
Decrease the filtrate viscosity. 421
Decrease the thickness of the filter cake. 421
Increase the permeability of the cake. 421
Filtration equipment 421
Equipment selection 421
Industrial filtration equipment 422
Gravity filters 422
Vacuum filters 422
The rotary vacuum filter 422
Pressure filters 423
The metafilter. 423
Cartridge filters. 424
Cross-flow microfiltration. 424
Centrifugation 425
Principles of centrifugation 425
Industrial centrifuges 425
Perforated-basket centrifuges (centrifugal filters) 425
Tubular-bowl centrifuges (centrifugal sedimenters) 426
Bibliography 426
26 Suspensions 427
Chapter contents 427
Key points 427
Introduction 427
Definition of a suspension 428
Solid particle–liquid vehicle interactions 428
The ‘electrical double layer’ theory 428
Factors affecting the electrical double layer 429
The Derjaguin–Landau–Verwey–Overbeek (DLVO) theory 431
The primary minimum 431
The primary maximum 432
The secondary minimum 432
Controlling particulate behaviour in suspensions 433
A, the Hamaker constant (Eqn 5.25). 433
ε, the permittivity of the medium (Eqn 5.24). 433
H, the distance between particles (Eqns 5.24 and 5.25). 433
ψo, the surface potential (Eqn 5.24). 433
κ, the Debye–Hückel reciprocal length parameter (Eqn 5.24). 434
a, the radius of the particle (Eqns 5.24 and 5.25). 434
Effects of additives 434
Particle movement in suspensions 434
Diffusion 435
Sedimentation 435
Controlling particulate movement in suspensions 435
a, the radius of the particle. 436
ρ, the density of the particle. 436
ρo, the density of the medium. 436
η, the viscosity of the medium. 436
T, temperature (in kelvins). 436
Measuring particle movement 437
What is the desired sedimentation pattern? 437
Dispersibility issues – surface wetting 438
Dissolution issues 439
Ostwald ripening 439
General suspension formulation 1considerations 440
Solubility 440
Formulation excipients 441
Flavours, sweeteners and colours 441
Antimicrobial preservatives 441
Buffers 442
Chemical stabilizers 442
Density and viscosity modifiers/suspending agents 442
Wetting agents 443
Flocculation modifiers 444
Colloid stabilizers 444
Stability considerations for suspensions 444
Manufacturing considerations 445
Summary 445
Bibliography 445
27 Emulsions and creams 446
Chapter contents 446
Key points 446
Introduction 447
Emulsion formation 447
Partially miscible liquids 448
Emulsions in pharmacy 448
Development of pharmaceutical emulsions 449
Nanoemulsions 450
Nomenclature relating to nanoemulsions 450
Conventional emulsions (macroemulsions) and nanoemulsions. 450
Microemulsions and nanoemulsions. 450
Properties of nanoemulsions 450
Emulsion theory related to pharmaceutical emulsions and creams 450
Formulation of emulsions 450
Selection of the oil phase 451
Selection of the emulsifying agent (emulsifier) 452
Other excipients 452
Preservatives 452
Antioxidants and humectants 452
Emulsifying agents (emulsifiers) 452
Function of emulsifying agents 452
Emulsion type 453
Classification of emulsifying agents 453
Surface-active agents and polymers 453
Anionic surfactants 455
Alkyl sulfates. 455
Monovalent salts of fatty acids. 455
Divalent salts of fatty acids. 455
Cationic surfactants 455
Quaternary ammonium compounds. 455
Nonionic surfactants 455
Polyoxyethylene glycol ethers (macrogols). 456
Sorbitan esters. 456
Polyoxyethylene sorbitan esters (polysorbates). 456
Fatty amphiphiles 456
Fatty alcohols and fatty acids. 456
Glycerol monoesters. 456
Polymeric surfactants 457
Natural macromolecular materials 457
Phospholipids 457
Hydrophilic colloids; polysaccharides 457
Steroidal emulsifiers 457
Solid particles 457
Emulsifier selection 458
The hydrophile-lipophile balance (HLB) method 458
Determination of ‘required HLB’ value 458
Calculation of ratio of emulsifier to produce a particular required HLB value 459
Limitations of the HLB method 459
The HLB–phase inversion temperature system 460
Creams 460
Formulation of aqueous creams 460
The gel network theory of emulsion stability 461
Interaction of mixed emulsifiers in water 461
Microstructure of creams 462
Self-bodying action 463
Fatty alcohol mixed emulsifiers 463
Ionic surfactants. 463
Nonionic polyoxyethylene surfactants. 463
Fatty acid mixed emulsifiers 465
Self-emulsifying glyceryl monoesters 465
Molar ratio of fatty amphiphile to surfactant 465
Source and batch variations of components 465
Surfactants. 465
Fatty amphiphiles. 466
Manufacture and processing of emulsions and creams 466
Fluid emulsions 466
Multiple emulsions 467
Creams 467
Emulsion properties 468
Identification of emulsion type 468
Water or oil miscibility. 468
Filter paper test. 468
Conductivity measurements. 468
Dye solubility tests. 469
Droplet size distribution 469
Rheology 469
Emulsion stability 470
Definition of stability 470
Chemical instability 470
Physical instability 470
Creaming 470
Flocculation 470
Coalescence 471
Ostwald ripening 472
Emulsion inversion 472
Stabilization by use of mixed emulsifiers 473
Multiphase emulsions 473
Emulsifier concentration 473
Lamellar liquid crystalline and gel phases 473
α-Crystalline gel network phases. 473
Lamellar liquid crystalline phases. 473
Nanoemulsion stability 473
Stability testing 474
Evaluation of emulsion stability 474
Appearance 474
Droplet size analysis 474
Droplet charge, zeta potential 474
Rheological measurements 474
Thermal techniques 475
X-ray diffraction 475
Bibliography 475
28 Powders, granules and granulation 476
Chapter contents 476
Key points 476
Introduction to powders and granules 476
What is a powder? 477
What is a granule? 477
Reasons for granulation 477
Prevention of segregation of the constituents of the powder mix 477
Improvement of the flow properties of the mix 477
Improvement of the compaction characteristics of the mix 477
Other reasons 478
Powdered and granulated products as dosage forms 478
Powders and granules for oral administration 479
Oral powders 479
Effervescent powders 479
Granules 480
Effervescent granules. 480
Coated granules. 480
Modified-release granules. 480
Gastro-resistant granules. 480
Powders for other routes of administration 481
Powders for inhalation 481
Nasal powders 481
Powders for external use 481
Powders for cutaneous application (topical powders) 481
Dusting powders 481
Ear powders 482
Preparations requiring further treatment at the time of dispensing 482
Powders and granules for solution or suspension 482
Powders and granules for syrups 482
Antibiotic syrups. 482
Powders for oral drops 482
Powders for injection 483
Pharmacopoeial tests 483
Uniformity of dosage units. 483
Uniformity of mass. 483
Uniformity of content. 483
Uniformity of mass of delivered doses from multidose containers. 483
Drug release. 483
Sterility. 483
Granules used as an intermediate in tablet manufacture 483
Pharmaceutical technology of granule production 483
Pharmaceutical granulation processes 483
Dry granulation 484
Wet granulation (involving wet massing) 484
Effect of the granulation method on granule structure 484
Granulation mechanisms 484
Particle bonding mechanisms 484
Adhesion and cohesion forces in immobile films 485
Interfacial forces in mobile liquid films 485
Solid bridges 486
Partial melting. 486
Hardening binders. 486
Crystallization of dissolved substances. 486
Attractive forces between solid particles 486
Mechanisms of granule formation 486
Nucleation 486
Transition 487
Ball growth 487
Coalescence. 487
Breakage. 487
Abrasion transfer. 487
Layering. 487
Pharmaceutical granulation equipment and processes 487
Wet granulators 487
Shear granulators 488
High-speed mixer/granulators 488
Fluidized-bed granulators 489
Advantages of fluidized-bed granulation. 490
Disadvantages of fluidized-bed granulation. 490
Spray-dryers 490
Spheronizers/pelletizers 491
Extrusion–spheronization 491
Applications of extrusion–spheronization 491
Controlled drug release. 491
Processing. 492
Desirable properties of pellets 492
Process 492
Dry mixing of ingredients. 492
Wet massing. 492
Extrusion. 492
Spheronization. 493
Drying. 493
Screening (optional). 493
Formulation variables 493
Summary 493
Rotorgranulation 494
Melt granulation 494
Introduction 494
Hot-melt binders 495
Hot-melt processes 495
Advantages and limitations 495
Dry granulators 495
Slugging 496
Roller compaction 496
Advantages of the roller compaction process 496
Bibliography 497
29 Drying 498
Chapter contents 498
Key points 498
Introduction 498
Drying of wet solids 499
Fundamental properties and interrelationships 499
Moisture content of wet solids 499
Total moisture content 499
Unbound water. 499
Equilibrium moisture content 499
Bound water. 500
Moisture content of air 500
Relative humidity of air 500
Relationship between equilibrium moisture content, relative humidity and the nature of the solid 501
Loss of water from wet solids 501
Types of drying method 502
Choice of drying method 502
Dryers in the pharmaceutical industry 502
Convective drying of wet solids 502
Dynamic convective dryers 502
Fluidized-bed dryer 502
Advantages of fluidized-bed drying 503
Disadvantages of fluidized-bed drying 504
Conductive drying of wet solids 504
Vacuum oven 504
Radiation drying of wet solids 505
Radiant heat transmission 505
Use of microwave radiation 505
Generation and action of microwaves 505
Microwave dryers for granulates 505
Advantages of microwave drying 506
Disadvantages of microwave drying 506
Drying of solutions and suspensions 506
Spray-drying 506
Atomization 506
Pressure nozzle atomization. 507
Two-fluid nozzle atomization. 507
Centrifugal atomization. 507
Ultrasonic nozzles. 508
Droplet drying and particle formation 508
Collection of dried product 508
Spray-dried product 508
Nano spray-dryer 508
Advantages of the spray-drying process 509
Disadvantages of the spray-drying process 509
Pharmaceutical applications of spray-drying 509
Direct compressibility. 509
Enhancement of the bioavailability of poorly water-soluble drugs. 510
Modified release and taste masking. 510
Dry powders for inhalation. 510
Aseptic production with spray-drying. 510
Fluidized spray-dryer 510
Freeze-drying (lyophilization) 510
The phase diagram for water 510
Application of the phase diagram for water to freeze-drying 511
Stages of the freeze-drying process 511
Freezing stage 511
Shell freezing. 512
Centrifugal evaporative freezing. 512
Vacuum application stage 512
Sublimation stage 512
Primary drying. 512
Heat transfer. 512
Vapour removal. 512
Rate of drying. 513
Secondary drying 513
Packaging 513
Spray–freeze-drying 513
Advantages of freeze-drying 513
Disadvantages of freeze-drying 513
Pharmaceutical applications of freeze-drying 514
Freeze-dried tablets. 514
Stabilization of novel drug delivery systems. 514
Solute migration during drying 514
Intergranular migration 514
Intragranular migration 514
Consequences of solute migration 514
Loss of active drug 514
Mottling of coloured tablets 515
Migration of soluble binders 515
Influence of formulation factors on solute migration 515
Nature of the substrate 515
Viscosity of granulating fluid 515
Influence of process factors on solute migration 516
Drying method 516
Initial moisture content 516
Some practical means of minimizing solute migration 516
Bibliography 516
30 Tablets and compaction 517
Chapter contents 517
Key points 517
Introduction 518
Quality attributes of tablets 519
Tablet manufacturing 519
Stages in tablet formation 519
Die filling 519
Tablet formation 519
Tablet ejection 519
Tablet presses 520
Single-punch press (eccentric press) 520
Rotary press 520
Computerized presses 521
Instrumentation of tablet presses 521
Tablet tooling 523
Technical problems during tableting 523
Tablet production via granulation 524
Rationale for granulating powders before tableting 524
Granulation by convective mixing 524
Alternative granulation procedures 525
Tablet production by direct compaction 525
Tablet excipients 526
Filler (or diluent) 526
Matrix former 527
Disintegrant 527
Dissolution enhancer 529
Absorption enhancer 530
Binder 530
Glidant 530
Lubricant 530
Antiadherent 532
Sorbent 532
Flavour 532
Colourant 532
Tablet types 533
Classification of tablets 533
Disintegrating tablets 533
Chewable tablets 535
Effervescent tablets 535
Compressed lozenges 536
Sublingual tablets and buccal tablets 536
Prolonged-release and pulsatile-release tablets 536
Classification 536
Diffusion-controlled release systems 537
Reservoir systems. 537
Matrix systems. 538
Dissolution-controlled release systems 538
Erosion-controlled release systems 539
Osmosis-controlled release systems 540
Tablet testing 540
Test methods 540
Uniformity of content of active ingredient 540
Disintegration 541
Dissolution 542
Stirred-vessel methods 542
Continuous-flow methods 542
Mechanical strength 543
Attrition resistance methods 544
Fracture resistance methods 545
Fundamental aspects of the compression of powders 546
Mechanisms of compression of particles 546
Evaluation of compression behaviour 547
Procedures 547
Inspection of tablets 548
Pore structure and specific surface area of tablets 548
Force–displacement profiles 549
Tablet volume–applied pressure profiles 550
Heckel equation 550
Strain rate sensitivity 550
Kawakita equation 551
Powder and particle scale modelling 551
Evaluation of die wall friction during compression 552
Fundamental aspects of the compaction of powders 554
Bonding in tablets 554
Compactability of powders and the strength of tablets 555
Postcompaction tablet strength changes 558
Relationships between material properties and tablet strength 558
Factors of importance for powder compactability 558
Compaction of solid particles 558
Compaction of granules 560
Compaction of binary mixtures 561
References 562
Bibliography 563
31 Modified-release oral drug delivery 564
Chapter contents 564
Key points 564
Modified-release oral drug delivery 564
What modified-release drug delivery means for the patient 565
Keeping the drug in the therapeutic range. 565
Maintaining drug levels overnight. 566
Chronotherapy. 567
Reducing side effects. 567
Improving patient adherence. 567
Treatment of local areas in the gastrointestinal tract. 567
What modified-release drug delivery means for health care professionals and the pharmaceutical industry 567
Provides physician, pharmacist and patient choice. 567
Product life extension. 567
Higher development costs. 567
Cost savings for health care providers. 567
Sites of action for modified-release dosage forms and biopharmaceutical considerations 567
The gastrointestinal tract 567
pH 567
Transit time 568
Fluid 568
Designing a modified-release formulation: factors to consider 569
Single-unit dosage form or multiple-unit dosage form 569
Matrix formulation or coated formulation 569
Type of release rate 570
Extended release 570
Hydrophilic matrix systems 570
Insoluble polymer matrix 575
Membrane-controlled systems 575
Osmotic systems 576
Gastroretention 576
Delayed release 576
Gastro-resistant coatings 576
Colonic drug delivery 578
3D printing 578
Conclusions 579
References 579
Bibliography 579
32 Coating of tablets and multiparticulates 580
Chapter contents 580
Key Points 580
Introduction 581
Definition of coating 581
Reasons for coating 581
Types of coating processes 581
Film coating 582
Types of film coatings 582
Description of the film-coating process 582
Process equipment 583
Basic process requirements for film coating 584
Film-coating formulations 584
Film-coating polymers 584
Solubility 584
Viscosity 585
Permeability 585
Mechanical properties 585
Types of film-coating polymers: immediate-release coatings 585
Cellulose derivatives 585
Vinyl derivatives 586
Aminoalkyl methacrylate copolymers 586
Types of film-coating polymers: modified-release coatings 586
Cellulose derivatives 586
Methylmethacrylate copolymers 586
Methacrylic acid copolymers 586
Phthalate esters 587
Plasticizers 587
Colourants 587
Solvents 587
Aqueous polymer dispersions 588
Ideal characteristics of film-coated products 588
Film-coating defects 588
Sugar coating 589
Types of sugar coatings 589
Ideal characteristics of sugar-coated tablets 589
Process equipment 589
Description of the sugar-coating process 590
Sealing 590
Subcoating 590
Smoothing 590
Colouring 591
Polishing 591
Printing 591
Sugar-coating defects 591
Compression coating 591
Description of the compression-coating process 591
Types of compression coatings 592
Coating of tablets 592
Overview of coating of tablets 592
Standards for coated tablets 592
Coating of multiparticulates 592
Types of multiparticulates 593
Drug crystals. 593
Irregular granules. 593
Spheronized granules. 593
Drug-loaded nonpareils. 593
Mini tablets. 593
Mechanisms of drug release from multiparticulates 594
Diffusion 594
Osmosis 594
Dialysis 594
Erosion 594
Processes for coating multiparticulates 595
Hot-melt coating 595
References 595
Bibliography 596
33 Hard capsules 597
Chapter contents 597
Key points 597
Introduction 597
Raw materials 598
Gelatin and hypromellose 598
Colourants 599
Process aids 599
Manufacture 599
Empty capsule properties 601
Capsule filling 601
Capsule sizes 601
Capsule shell filling 602
Capsule-filling machines 602
Filling of capsules with powder formulations 602
Bench-scale filling 602
Industrial-scale filling 603
Dependent dosing systems 603
The auger. 603
Independent dosing systems 603
Dosator. 603
Dosing disc and tamping finger. 604
Instrumented capsule-filling machines and simulators 604
Filling of capsules with pellets 604
Filling of capsules with tablets 605
Filling of capsules with semisolids and liquids 605
Formulation 605
Powder formulation 605
Formulation for filling properties 606
Formulation for release of active ingredients 606
Formulation optimization 608
Formulation for position of release 609
References 610
Bibliography 611
34 Soft capsules 612
Chapter contents 612
Key points 612
Introduction 612
Description of the soft gelatin capsule dosage form (softgels) 613
Rationale for the selection of softgels as a dosage form 614
Improved drug absorption characteristics 615
Increased rate of absorption 615
Increased bioavailability 615
Decreased plasma variability 615
Patient adherence and consumer preference 616
Safety for potent and cytotoxic drugs 616
Oils and low melting point drugs 616
Dose uniformity of low-dose drugs 616
Product stability 616
Manufacture of softgels 617
Formulation of softgels 619
Gelatin shell formulation 619
Gelatin 619
Plasticizers 619
Water 619
Colourants/opacifiers 620
Properties of soft gelatin shells 620
Oxygen permeability 620
Residual water content 620
Formulation of softgel fill materials 621
Types of softgel fill matrices 621
Lipophilic liquids/oils 621
Hydrophilic liquids 621
Self-emulsifying drug delivery systems (SEDDS) 621
Lipolysis systems 622
Product quality considerations 624
Ingredient specifications 624
In-process testing 624
Finished product testing 624
References 624
35 Dissolution testing of solid dosage forms 626
Chapter contents 626
Key points 626
The relevance of drug dissolution and dissolution testing 626
General requirements for in vitro dissolution testing 627
pH of the gastrointestinal luminal fluids 628
Composition of the gastrointestinal luminal fluids 628
As a quality control tool 629
Predictive dissolution testing 629
Dissolution testing 629
Type of dissolution apparatus used. 629
Volume and composition of the dissolution medium. 629
Hydrodynamics. 629
Number of units to be tested. 629
The design of suitable dissolution tests; quality control versus predictive dissolution testing 630
Dissolution testing for quality control 630
Compendial dissolution apparatus 630
Basket apparatus (USP Apparatus 1) 632
Paddle apparatus (USP Apparatus 2) 632
Reciprocating cylinder (USP Apparatus 3) 632
Flow-through cell (USP Apparatus 4) 632
Volume and composition of the dissolution medium 632
Dissolution limits 633
Predictive dissolution testing 633
Biorelevant dissolution media 634
Milk and nutritional liquid products 634
Simulated gastric and intestinal fluids 634
Bicarbonate buffers 634
Noncompendial apparatus 635
Stress test apparatus 635
Dynamic Gastric Model 636
Simulator of the gastrointestinal tract (TIM-1) 636
Conclusions 636
References 637
Bibliography 637
36 Parenteral drug delivery 638
Chapter contents 638
Key Points 638
Introduction 639
Reasons for choosing parenteral administration 639
Routes of parenteral administration 639
Intravenous injections and infusions 640
Intra-arterial and intracardiac injections 640
Intradermal injections 640
Subcutaneous injections 641
Intramuscular injections 641
Intraspinal injections 641
Intra-articular injections 642
Ophthalmic injections 642
Pharmacopoeial requirements 642
General requirements 642
Sterility 642
Excipients 642
Containers 642
Endotoxins and pyrogens 642
Particulates 643
Category-specific requirements 643
Injections 643
Infusions 643
Concentrates for injection or infusions 644
Powders for injection or infusion 644
Absorption from injection sites 644
Factors affecting absorption from the injection site 644
Formulation factors 644
Excipients 646
Vehicles for injections 646
Preservatives 646
Antioxidants 647
pH adjustment and buffers 647
Tonicity-adjusting agents 648
Isotonicity calculation based on freezing point depression 648
Suspending agents 648
Containers 648
Ampoules 649
Vials 650
Infusion bags and bottles 651
Bibliography 652
37 Pulmonary drug delivery 653
Chapter contents 653
Key points 653
Inhaled drug delivery 653
Lung anatomy 654
Inhalation aerosols and the importance of particle size distribution 654
Influence of environmental humidity on particle size 655
Particle deposition in the airways 655
Inertial impaction 655
Gravitational sedimentation 656
Brownian diffusion 656
Other mechanisms of deposition 656
Effect of particle size on deposition mechanism 656
Breathing patterns 656
Clearance of inhaled particles and drug absorption 656
Formulating and delivering therapeutic inhalation aerosols 657
Pressurized metered-dose inhalers 657
Containers 657
Propellants 657
Metering valve 658
Formulating pMDIs 659
Filling pMDI canisters 659
Advantages and disadvantages of pMDIs 659
Spacers, valved-holding chambers and breath-actuated metered-dose inhalers 660
Dry powder inhalers 660
Formulating DPIs 660
Unit-dose devices with drug in hard gelatin capsules 661
Multidose devices with drug preloaded in the inhaler 661
Breath-assisted devices 662
Nebulizers 662
Jet nebulizers 662
Ultrasonic nebulizers 664
Mesh nebulizers 664
Formulating nebulizer fluids 664
Physicochemical properties of nebulizer fluids 665
Temperature effects during nebulization 665
Duration of nebulization and residual volume 665
Variability between nebulizers 666
Novel delivery devices 666
Methods of aerosol size analysis 666
Cascade impactors and impingers 667
Reference 670
Bibliography 670
38 Nasal drug delivery 671
Chapter contents 671
Key points 671
Introduction 671
Anatomy and physiology 674
Drug delivery 674
Local delivery 676
Systemic delivery 676
Anatomical and physiological factors affecting intranasal systemic delivery 676
Mucociliary clearance 676
Barrier provided by mucus 676
Enzymatic activity 678
Epithelial barrier – efflux transporters 678
Physicochemical properties of drugs affecting intranasal systemic delivery 678
Solubility 678
Lipophilicity/hydrophilicity and molecular size 679
Degree of ionization 679
Formulation factors affecting intranasal systemic delivery 679
Increasing aqueous solubility 679
pH of the formulation 680
Use of enzyme inhibitors 680
Increasing nasal residence time 680
Enhancing the permeability of the nasal epithelium 682
Patient factors affecting intranasal systemic delivery 684
Patient adherence. 684
Disease. 684
Nasal vaccines 685
CNS delivery 685
Nasal delivery systems 686
Summary 688
Bibliography 688
39 Ocular drug delivery 690
Chapter contents 690
Key points 690
Introduction 691
Anatomy and physiology of the eye 691
Layers of the eye 691
Chambers of the eye 693
Ocular drug delivery routes and elimination pathways 693
Some common ocular conditions and pharmacological interventions 694
Dry eye syndrome. 694
Cataract. 694
Glaucoma. 694
Age-related macular degeneration. 694
Endophthalmitis. 694
Topical ophthalmic preparations 695
Formulating ophthalmic preparations 695
Osmolality 695
Hydrogen ion concentration (pH) 696
Surface tension 696
Viscosity 696
Topical, liquid ophthalmic preparations 697
Solutions 697
Suspensions 697
Submicron emulsions 698
Topical, semisolid ophthalmic preparations 698
Ointments 698
Gels 698
Mucoadhesive systems 699
Ion-exchange resins 700
Barriers to topical ocular drug absorption 700
The corneal barrier 700
Noncorneal routes of absorption 701
Increasing drug solubility and absorption in topical ophthalmic preparations 702
Drug ionization, salts and esters 702
Cyclodextrins 702
Prodrugs 702
Sterility of ophthalmic preparations 703
Ocular drug pharmacokinetics 704
Drug half-life in the anterior chamber 704
Active transporters of the cornea 704
Blood–retinal barrier 705
Ocular metabolism 705
Targeting the posterior segment of the eye 706
Systemic drug delivery 706
Intraocular injections 706
Intraocular implants 707
Nonbiodegradable intraocular implants 707
Biodegradable intraocular implants 709
Periocular drug delivery routes 711
Intravitreal pharmacokinetics 712
Problems with traditional and new ocular drug delivery systems 712
Patient adherence and instillation of eye drops 713
References 714
Bibliography 714
40 Topical and transdermal drug delivery 715
Chapter contents 715
Key points 715
Introduction 715
Terminology 716
Topical drug delivery. 716
Transdermal drug delivery. 716
Locally acting. 716
Regionally acting. 716
Permeant. 716
Permeation. 716
Penetration. 716
Diffusion. 716
Diffusivity. 716
Diffusion coefficient (D). 716
Permeability coefficient (kp). 716
Partition coefficient (P). 716
Partitioning. 716
Flux (J). 716
Lag time (L). 716
Vehicle. 717
Thermodynamic activity. 717
Skin structure and function 717
Structure of the skin 717
The subcutaneous layer 717
The dermis 717
The epidermis 718
The stratum corneum 718
The appendages 718
Transport through the skin 718
Permeant properties affecting permeation 720
Mathematics of skin permeation 720
Fick’s laws of diffusion 721
Experimental estimation of skin penetration 721
Experimental methods for studying transdermal drug delivery 722
In vivo experiments 723
In vitro diffusion cells 723
Selection of an appropriate membrane 723
Receptor solution 725
Temperature 725
Other factors 725
Transdermal and topical preparations 725
Formulation principles 726
Principle 1: select a suitable drug molecule. 726
Principle 2: release of the drug. 726
Principle 3: use thermodynamics. 726
Principle 4: alcohol can help. 726
Principle 5: occlusion increases delivery of most drugs. 727
Formulation options 727
Common formulation types 728
Liquid formulations 728
Semisolid formulations 729
Ointments 729
Absorption bases 730
Emulsifying bases 730
Water-soluble bases 730
Gels 730
Creams 730
Multiphase semisolid formulations 731
Solid formulations 731
Powders. 731
Topical sprays. 731
Dusting powders. 731
Patches. 731
Transdermal delivery patches 731
Designs of transdermal patches 732
Removable release liner. 732
Adhesive. 732
Backing layer. 733
Matrix/reservoir. 733
Rate-limiting membrane. 733
Other formulations 733
Liposomes. 733
Foams. 734
Solids or particulates. 734
Enhancement of transdermal and topical drug delivery 734
Formulation manipulation 734
Skin modification 735
External forces 735
Nail delivery 737
Bibliography 738
41 Rectal and vaginal drug delivery 739
Chapter contents 739
Key points 739
Introduction 740
Rectal drug delivery 740
Anatomy and physiology of the rectum 740
Absorption of drugs from the rectum 742
Rectal dosage forms 742
Local action 742
Systemic action 743
Suppositories 743
Vehicle (suppository base) 743
Fatty vehicles 744
Water-soluble vehicles 745
Formulation considerations for suppositories 746
Properties of the suppository base 746
Drug properties 746
Drug solubility in rectal fluid. 746
Drug permeation ability in the rectal membrane. 746
Drug solubility in the vehicle. 746
Drug particle size. 747
Displacement value. 747
Additives 747
Viscosity-increasing (hardening) agents. 747
Deagglomerators. 748
Drug solubility enhancers. 748
Absorption (permeation) enhancers. 748
Antimicrobial preservatives. 748
Other rectal preparations 748
Rectal capsules and tablets 748
Rectal enemas 748
Powders and tablets for rectal solutions and suspensions 749
Semisolid rectal preparations 749
Rectal tampons 749
Recent advances in rectal dosage forms 749
Vaginal drug delivery 749
Anatomy and physiology of the vagina 749
Absorption of drugs from the vagina 750
Vaginal dosage forms 750
Local action. 750
Systemic action. 751
Pessaries 751
Vaginal suppositories. 751
Vaginal tablets. 751
Vaginal capsules. 751
Semisolid vaginal preparations 751
Vaginal films 752
Vaginal rings 752
Vaginal solutions, emulsions, foams and suspensions 753
Tablets for vaginal solutions and suspensions 753
Medicated vaginal tampons 753
Manufacture of rectal and vaginal dosage forms 753
Rectal and vaginal suppositories 753
Moulding 753
Compression 753
Vaginal films 754
Solvent casting 754
Hot-melt extrusion 754
Vaginal rings 754
Rectal and vaginal tablets 754
Other rectal and vaginal dosage forms 754
Quality control of rectal and vaginal dosage forms 754
Assessment of drug release from suppositories 755
In vitro testing considerations 755
In vivo testing considerations 756
Tests for vaginal irritation 756
References 756
Bibliography 756
42 The formulation and manufacture of plant medicines 758
Chapter contents 758
Key points 758
Introduction 758
Plant-based products in medicinal use 759
Quality control of crude plant drugs 759
Production methods used to obtain plant-derived active constituents 761
Harvesting 761
Drying 761
Size reduction 761
Extraction of active constituents 762
Types of extracts 762
Extraction procedures 762
Removal of acellular products. 762
Distillation. 763
Maceration. 763
Percolation. 763
Countercurrent extraction. 763
Newer extraction techniques. 763
Choice of extraction technique 764
Concentration, purification and drying of extracts 764
Concentration of extracts 764
Purification of extracts 764
Drying of extracts 764
Formulation and manufacture of plant-based medicines 765
Active-constituent considerations 765
Purity of active constituent(s) 765
Variability of crude drug material 765
Finished-product considerations 765
Preparation of solid dosage forms 765
Preparation of liquid dosage forms 766
Newer delivery systems 766
Excipients 766
Preservatives. 766
Antioxidants. 766
Colouring materials. 766
Flavours. 766
Biotechnological production of plant products 767
Quality of finished products 767
Quality of formulated herbal products 767
Shelf life of formulated products 767
Bioequivalence of different formulations 767
Adverse effects and drug interactions 767
Synergy. 767
Drug interactions. 768
Summary 768
References 768
Bibliography 768
43 Delivery of biopharmaceuticals 769
Chapter contents 769
Key points 769
Introduction 769
Protein and peptide drugs 770
Introduction 770
Production 772
Delivery issues 773
Delivery systems 776
Protein stabilization 776
Protein delivery 776
Antibody–drug conjugates 777
Peptide delivery 777
Vaccines 778
Introduction 778
Production 779
Delivery issues 779
Delivery systems 779
Nucleic acid drugs 780
Introduction 780
Production 781
Delivery issues 781
Delivery systems 781
Summary 782
References 782
Bibliography 783
44 Pharmaceutical nanotechnology and nanomedicines 784
Chapter contents 784
Key points 784
Introduction 784
Applications of pharmaceutical nanotechnology 786
Polymer–drug conjugates 786
A water-soluble polymer backbone. 787
A linker group. 787
Drug. 787
Rationale for polymer conjugation 787
Increasing solubility 787
Enhancing bioavailability and plasma half-life 787
Protecting against degradation after administration 788
Reducing aggregation, immunogenicity and antigenicity 788
Promoting targeting to specific organs, tissue or cells 788
Continuous endothelial cells. 789
Fenestrated endothelial cells. 789
Sinusoidal endothelial cells. 789
Polymer–drug conjugates: case studies 789
OPAXIO® – a small-molecule conjugate. 789
Oncaspar® – a protein conjugate. 789
Antibodies and antibody-drug conjugates 789
Antibody therapies 790
Antibody conjugates 790
Dendrimers 791
Applications of dendrimers 792
Dendrimer systems: case studies 793
VivaGel® 793
Micelle systems 793
Polymeric micelles 793
Polymeric micelles: case studies 794
Estrasorb®. 794
Genexol®-PM. 794
Solid nanoparticles 794
Nanosized drug particles and drug nanocrystals 794
Solid polymeric nanoparticles 794
Solid-lipid nanoparticles 795
Protein nanoparticles 795
Targeting mechanisms of Abraxane® 796
Inorganic nanoparticles 796
Liposomes and bilayer vesicles 796
Small unilamellar vesicles. 797
Large unilamellar vesicles. 797
Multilamellar vesicles. 797
Multivesicular vesicles. 797
Clinical application of liposomes 798
The application of liposomes in cancer chemotherapy 799
The application of liposomes in the treatment of systemic fungal infections 800
Liposomal delivery of vaccines 800
Sustained drug release from liposomes 800
Formulation design considerations for liposomes 800
Choice of lipid 800
Cholesterol content 801
Surface characteristics 801
Drug characteristics 801
Microcapsules and microspheres 802
Ongoing developments 802
Bibliography 803
45 Design and administration of medicines for paediatric and geriatric patients 804
Chapter contents 804
Key points 804
Human development, ageing and drug administration 804
Paediatric and geriatric populations 805
Swallowing oral dosage forms 805
The swallowing process 805
Paediatric populations 805
Geriatric populations 806
Assessment of swallowing ability 807
Helping patients with swallowing difficulties 807
Formulation design for paediatric and geriatric patients 807
Liquid peroral dosage forms 807
Paediatric considerations 808
Selection of appropriate excipients 808
Sweeteners and flavouring agents. 808
Sugar-free sweeteners. 808
Colouring agents. 809
Geriatric considerations 809
Other oral dosage forms 810
Nonperoral dosage forms 810
Parenteral routes 810
Pulmonary route 811
Nasal route 812
Delivery to and through the skin 812
Rectal route 812
Other routes of drug administration 812
Adaptation of existing dosage forms 813
Unlicensed products 813
Dosage form issues 814
Immediate-release film-coated tablets 814
Gastro-resistant (enteric) coated tablets 814
Modified-release products 814
Dosage form administration issues 815
Administering medicines via enteral feed tubes 815
The practice of tablet splitting 816
Mixing medicines with food and beverages 816
Future developments in the formulation of paediatric and geriatric medicines 816
Considerations for a patient-centric approach in formulation development 816
Summary 817
References 818
Bibliography 819
6 Packaging and stability of pharmaceutical products 820
46 Packaging 820
Chapter contents 820
Key points 820
Introduction 820
The pharmaceutical pack 821
Primary packs 821
Packaging for product stability 821
Packaging for tamper resistance, tamper evidence, child resistance and access by older people 823
Closures 823
Packaging materials 824
Glass 824
Glass is not totally inert 824
Pharmaceutical types of glass and containers 826
Type I glass and containers. 826
Type II glass and containers. 826
Type III glass and containers. 826
Plastics 827
Advantages and limitations of plastics 827
Plastic chemistry 827
Thermoplastic and thermosetting polymers 827
Process residues and additives in plastics 830
Rubbers and elastomers 831
Metal 832
Paper 832
Advantages and disadvantages of paper as a packaging material 833
Laminates 833
Packaging and regulatory bodies 833
Repackaging 833
Designing packaging for safe medicine use 834
References 834
Bibliography 835
47 Chemical stability in dosage forms 836
Chapter contents 836
Key points 836
Introduction 836
Chemical degradation reactions 837
Hydrolysis 837
Oxidation 838
Dimerization and polymerization 840
Hofmann elimination 840
Isomeric change 841
Photodegradation 843
Chemical incompatibilities 844
Stability of proteins and peptides 844
Physical stability of proteins 846
Chemical aspects of protein stability 846
Oxidation of amino acid residues 846
Disulfide bond interchange 847
Hydrolysis of proteins 847
Deamidation 847
Racemization of amino acid residues 847
Chemical modification of protein stability 848
Bibliography 849
48 Microbial contamination, spoilage and preservation of medicines 850
Chapter contents 850
Key points 850
The need to protect medicines against microbial spoilage 851
Products and materials vulnerable to spoilage 852
Sources and control of microbial contamination 853
Sources and types of contaminating organisms 853
Factors influencing the growth of spoilage organisms 855
Control of contamination and spoilage during manufacture 856
Selection and use of preservatives 857
Preservative interactions with formulation components and containers 858
References 860
49 Product stability and stability testing 862
Chapter contents 862
Key Points 862
Introduction 862
Mechanisms of degradation 863
Chemical stability 863
Oxidation 863
Hydrolysis 864
Photochemical reactions 865
Formation of adducts and complexes 866
Isomerization and polymerization 866
Temperature 866
Corrosion 867
Physical stability 867
Appearance 868
Polymorphic form 868
Precipitation and particle size 868
Rheological properties 868
Water content 868
Acidity and alkalinity 869
Resistance to crushing, friability, disintegration and dissolution 869
Redispersibility and reconstitution 869
Functionality 869
Absorption, adsorption and leaching 869
Microbiological stability 870
Stability testing of pharmaceutical products 870
Types of stability studies 870
Preformulation studies 870
Binary mixes 871
Formulation and container development stability studies 871
Postauthorization stability studies 872
GMP and good distribution practice stability studies 873
Climatic zones 873
Mean kinetic temperature 873
Stability test conditions 874
Testing at accelerated and intermediate conditions 875
Long-term stability testing 876
Stability studies supporting marketing authorization submissions 876
Photostability testing 878
Stability specification 878
Analytical test procedures 880
Evaluation of stability data 881
Stability studies supporting clinical trials 882
Concluding comments 883
References 883
Bibliography 884
Index 886
A 886
B 887
C 889
D 892
E 894
F 895
G 897
H 898
I 898
J 899
K 899
L 900
M 900
N 903
O 904
P 905
Q 909
R 909
S 910
T 915
U 917
V 917
W 918
X 918
Y 918
Z 918
IBC_Clinical Key ad IBC1