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Assessing European Neighbourhood Policy

Assessing European Neighbourhood Policy

Hrant Kostanyan

(2017)

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Book Details

Abstract

Several events in the past few years have dramatically shown how the interests of European citizens are directly affected by the stability, security and prosperity of their neighbouring regions. At the same time, the European Union and its member states face many challenges and dilemmas in designing and pursuing policies that not only effectively promote these interests, but also build stronger partnerships with neighbouring countries based on the values on which the Union is founded.

First the Arab revolts and then Russia’s assertiveness in the eastern neighbourhood prompted reviews by the EU of its European Neighbourhood Policy (ENP), in 2011 and 2015, respectively. These reviews, in turn, have renewed scholarly interest in the ENP. By deliberately focusing on the recent literature (since 2011), this book by CEPS identifies the factors that explain the (lack of) effectiveness and coherence of the ENP. This exercise has resulted in a rich overview of and deep reflection on a wide variety of ENP-related themes, such as conditionality and leverage, the interests vs values dilemma and the role of third parties. The study identifies where there is consensus among scholars and where perspectives and judgements differ. It also identifies important gaps in the literature where further research is needed.

This book will be of interest to a wide audience of officials, diplomats, parliamentarians, researchers at think tanks, civil society organisations, university teachers, trainers, students and journalists who want to know more about the challenges and dilemmas arising from the ENP.

The work has been carried out by a team of researchers from CEPS in Brussels, with the support of the Policy and Operations Evaluation Department (IOB) of the Ministry of Foreign Affairs of the Netherlands.
Dr. Hrant Kostanyan is a Researcher at CEPS, a Senior Key Expert at the College of Europe Natolin and an Adjunct Professor at Vesalius College. His research focuses on EU institutions and decision-making, primarily on the European External Action Service (EEAS), the European Neighbourhood Policy (ENP) and the EU’s relations with Eastern Neighbours and Russia.

Table of Contents

Section Title Page Action Price
Assessing European Neighbourhood Policy Cover
CONTENTS v
List of Abbreviations vii
About the authors ix
Foreword xi
Summary 1
1. Introduction 7
1.1 Conceptualising and assessing the effectiveness and coherence of the ENP 8
1.2 Work/research methods and plan 12
1.3 Data collection strategy 12
1.4 Structure 14
2. Conditionality and Socialisation 15
2.1 Positive conditionality: Membership prospects and visa liberalisation 17
2.2 Negative conditionality 21
2.3 Conditionality in the 2011 and 2015 ENP Reviews: More for more and differentiation 26
2.4 Sectoral cooperation 30
2.5 Institutionalisation of the ENP 33
2.6 Conclusion 35
3. Interests vs. Values 39
3.1 The ambiguous nature of values 39
3.2 Security/stability vs. democracy 45
3.3 (Functional) cooperation with non-democratic regimes 50
3.4 Conclusion 54
4. Ownership and Local Dynamics 57
4.1 Tailoring to local needs? 58
4.2 Eastern neighbourhood 61
4.3 Joint ownership 63
4.4 Local ownership and civil society support 65
4.5 Eurocentrism: A clash with local/regional values 67
4.6 Conclusion 70
5. Perception and Visibility 73
5.1 Views from the EU 73
5.2 Views from the neighbourhood 79
5.3 Visibility and communication strategies 88
5.4 Conclusion 92
6. External Factors 95
6.1 Southern neighbourhood 96
6.1.1 The role of global actors 99
6.1.2 Regional actors and institutions 101
6.2 Eastern neighbourhood 103
6.2.1 Differing paths of integration 106
6.2.2 The EU as a normative vs geopolitical actor in the eastern neighbourhood 109
6.2.3 Influence of the EU and Russia on sectoral convergence 111
6.2.4 Ukraine 114
6.3 Conclusion 116
7. Coherence 119
7.1 Horizontal coherence 119
7.2 Vertical coherence 123
7.3 Intra- and inter-institutional coherence 127
7.4 Is coherence a precondition for effectiveness? 131
7.5 Conclusion 132
8. Looking Back to Look Ahead: The 2015 ENP Review 135
Bibliography 143