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Advanced Concepts in Photovoltaics

Advanced Concepts in Photovoltaics

Arthur J. Nozik | Gavin Conibeer | Matthew C Beard

(2014)

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Abstract

Photovoltaic systems enable the sun’s energy to be converted directly into electricity using semiconductor solar cells. The ultimate goal of photovoltaic research and development is to reduce the cost of solar power to reach or even become lower than the cost of electricity generated from fossil and nuclear fuels. The power conversion efficiency and the cost per unit area of the phototvoltaic system are critical factors that determine the cost of photovoltaic electricity. Until recently, the power conversion efficiency of single-junction photovoltaic cells has been limited to approximately 33% - the so-called Shockley-Queisser limit.

This book presents the latest developments in photovoltaics which seek to either reach or surpass the Shockley-Queisser limit, and to lower the cell cost per unit area. Progress toward this ultimate goal is presented for the three generations of photovoltaic cells: the 1st generation based on crystalline silicon semiconductors; the 2nd generation based on thin film silicon, compound semiconductors, amorphous silicon, and various mesoscopic structures; and the 3rd generation based on the unique properties of nanoscale materials, new inorganic and organic photoconversion materials, highly efficient multi-junction cells with low cost solar concentration, and novel photovoltaic processes.

The extent to which photovoltaic materials and processes can meet the expectations of efficient and cost effective solar energy conversion to electricity is discussed. Written by an international team of expert contributors, and with researchers in academia, national research laboratories, and industry in mind, this book is a comprehensive guide to recent progress in photovoltaics and essential for any library or laboratory in the field.


Professor Nozik is a Professor Adjoint in the Department of Chemistry and Biochemistry and a Senior Research Fellow Emeritus at the National Renewable Energy Laboratory (NREL) in Golden, Colorado; NREL is one of the National Laboratories of the U.S. Department of Energy.   He maintains an active interaction and collaboration with his colleagues at NREL.

Professor Conibeer is deputy director of the School of Photovoltaics and Renewable Energy Engineering at the University of New South Wales, Australia. His research interests include third generation photovoltaics; hot carrier cooling in semiconductors and phonon dispersion modulation in nanostructures.


Table of Contents

Section Title Page Action Price
Advanced Concepts in Photovoltaics i
Contents xii
Chapter 1 Crystalline Silicon Solar Cells with High Efficiency 1
1.1 Introduction 1
1.2 Efficiency Limitations 2
1.2.1 Theoretical Limitations: The Auger Limit 2
1.2.2 Practical Limitations 5
1.3 Screen-printed Al-BSF Solar Cells on p-type Silicon 7
1.3.1 Standard Al-BSF Cell 9
1.3.2 Improved Al-BSF Formation by Boron Co-doping 10
1.3.3 Improved Emitter 10
1.4 Solar Cells with Dielectric Rear Passivation on p-type Silicon 11
1.4.1 Rear Passivation Layers 12
1.4.2 Contacting Schemes 13
1.4.3 Lifetime Limitations in Boron-doped p-type Silicon 13
1.5 Solar Cells on n-type Silicon 14
1.5.1 n-type BSF Cell Structures 15
1.5.2 n-type Cell Structures with Dielectric Rear Passivation 17
1.5.3 Heterojunction Solar Cells 17
1.5.4 Back-contacted Back-junction Solar Cells 19
1.5.5 Back-contacted Back-junction Solar Cells with Passivated Contacts 20
1.6 Conclusion 20
Acknowledgements 21
References 21
Chapter 2 Tandem and Multiple-junction Devices Based on Thin-film Silicon Technology 30
2.1 Introduction 30
2.2 Material Properties 32
2.2.1 Hydrogenated Amorphous Silicon (a-Si:H) and its Alloys 32
2.2.2 Hydrogenated Microcrystalline Silicon (μc-Si:H) and its Alloys 34
2.3 Basis of Thin-film Silicon-based Multiple- junction Devices 38
2.3.1 Solar Cells Based on Thin Films of Silicon 38
2.3.2 Possible Multiple-junction Devices Based on Thin Films of Silicon 38
2.3.3 Matching Considerations 40
2.3.4 Combining Light Management and High-quality Absorber Layers 40
2.4 State of the Art 41
2.5 Current Limitations and Prospective Concepts 42
2.5.1 Increasing Light Absorption in the Absorber 43
2.5.2 Improvements in Silicon Materials 48
2.6 Conclusions and Perspectives 51
References 51
Chapter 3 Thin-film CdTe Photovoltaic Solar Cell Devices 61
3.1 Introduction 61
3.1.1 History of CdTe Photovoltaic Devices 62
3.1.2 Layer-specific Process Description for Superstrate CdTe Devices 65
3.2 Important and Under-reported Processes 70
3.2.1 Buffer Layers 70
3.2.2 Incorporation of Cu 72
3.2.3 Defects and Defect Modeling 74
3.2.4 Junction Formation and Location 79
3.3 Conclusions 81
Acknowledgements 81
References 81
Chapter 4 III–V Multi-junction Solar Cells 87
4.1 Introduction 87
4.2 On the Efficiency of III–V Multi-junction Solar Cells 91
4.2.1 Photovoltaic Cells and Monochromatic Light: A Perfect Match 91
4.2.2 Towards a Match with the Solar Spectrum: Stacking Photovoltaic Cells 93
4.3 The Technological Toolbox to Fabricate III–V Multi-junction Solar Cells 95
4.3.1 Epitaxial Growth Methods 96
4.3.2 Substrates 98
4.3.3 Epitaxial Growth Concepts 99
4.3.4 Materials 101
4.3.5 Post-growth Technological Processing 103
4.4 Some Members of the III–V Multi-junction Solar Cell Family 104
4.4.1 Upright Metamorphic Devices on Ge Substrates 104
4.4.2 Inverted Metamorphic Multi-junction Solar Cells 105
4.4.3 III–V on Si 106
4.4.4 Wafer-bonded Multi-junction Solar Cells 108
4.4.5 Lattice-matched Growth of more than Three Junctions 108
4.5 Conclusion 108
Acknowledgements 109
References 109
Chapter 5 Thin-film Photovoltaics Based on Earth-abundant Materials 118
5.1 Introduction 118
5.1.1 Future Requirements for Photovoltaics: 2050 Scenarios 118
5.1.2 Resource Implications for Thin-film Photovoltaics 119
5.1.3 Earth-abundant Absorbers 120
5.1.4 The Scope of the Chapter 122
5.2 Kesterite: a Case Study 122
5.2.1 Iso-electronic Substitution: An Introduction to Cu2ZnSnS(Se)4 122
5.2.2 A Comparison of Phase Equilibria in the Cu-In-Se and Cu-Zn-Sn-Se Systems 128
5.2.3 Electronic Properties 131
5.3 Preparative Routes to Earth-abundant Absorber Films 136
5.3.1 Thermodynamic Considerations 137
5.3.2 Kinetic Considerations 142
5.3.3 Preparative Methods 144
5.3.4 Summary 149
5.4 Device Fabrication and Characterization 150
5.5 Other Earth-abundant Materials 151
5.5.1 Phase Equilibria Considerations 152
5.5.2 Phase Stability Considerations 153
5.5.3 Opto-electronic Considerations 157
5.5.4 Application of Criteria of Earth Abundance, Thermodynamics, and Opto-electronic Properties to Other Potential Absorber Materials 159
5.6 Summary and Outlook 169
Acknowledgements 169
References 170
Chapter 6 Chemistry of Sensitizers for Dye-sensitized Solar Cells 186
6.1 Introduction 186
6.2 Ruthenium Sensitizers 192
6.2.1 High Molar Extinction Coefficient Sensitizers 195
6.2.2 Panchromatic Ruthenium Sensitizers 195
6.2.3 Cyclometallated NCS-free Ruthenium Sensitizers 200
6.2.4 Cyclometallated NCS-free Ruthenium Dyes with a Com/Con Redox Shuttle 201
6.3 Metal-free Organic Sensitizers 204
6.3.1 Organic Sensitizers and their Cobalt Electrolyte Compatibility 206
6.3.2 Size Effect of the Donor Groups in the Cobalt Electrolyte Compatibility of Dyes 208
6.3.3 Towards Cobalt Electrolyte Compatible Panchromatic Organic Dyes 209
6.3.4 Donor–Chromophore–Acceptor-based Asymmetric Diketopyrrolopyrrole Sensitizers 213
6.3.5 Ullazine-based Sensitizers 216
6.4 Porphyrin Sensitizers 217
6.4.1 Towards High Effciency and Cobalt Compatible meso-Porphyrin Sensitizers 219
6.4.2 Towards Panchromatic, High Effciency and Cobalt Compatible meso-Porphyrin Sensitizers 221
6.5 Perovskite Sensitizers for Solid-state Solar Cells 223
6.5.1 One-step Precursor Solution Deposition 225
6.5.2 Two-step Sequential Deposition Method 225
6.5.3 Dual-source Vapour Deposition 227
6.6 Conclusion 229
Acknowledgements 230
References 231
Chapter 7 Perovskite Solar Cells 242
7.1 Introduction 242
7.2 Synthesis of Organolead Halide Perovskite 244
7.3 Crystal Structure and Related Properties 244
7.4 Opto-electronic Properties 246
7.5 Perovskite Solar Cell Fabrication 249
7.6 Device Structures and Performances 250
7.6.1 CH3NH3PbI3-based Perovskite Solar Cells 250
7.6.2 Mixed Halide and Non-iodide Perovskite Solar Cells 252
7.6.3 Planar Heterojunction Without Mesoporous Oxide Layers 254
7.7 Summary 255
Acknowledgements 255
References 255
Chapter 8 All-oxide Photovoltaics 258
8.1 Introduction to All-oxide Photovoltaics 258
8.2 Solar Cell Design Rules 259
8.2.1 Light Absorption 259
8.2.2 Charge Transport 261
8.2.3 Selective Contacts 262
8.2.4 Optimized Energy Levels at Interfaces 263
8.3 Metal Oxides for All-oxide Photovoltaics 264
8.3.1 Electronic Properties 264
8.3.2 Metal Oxide Light Absorber 266
8.3.3 Wide Bandgap Metal Oxides 267
8.4 Cu2O-based Photovoltaics 269
8.4.1 Cu2O Synthesis 269
8.4.2 Electronic and Optical Properties of Cu2O 271
8.4.3 Cu2O Schittky Junction Cells 272
8.4.4 Cu2O-based Heterojunction Cells 274
8.4.5 Cu2O Homojunction Cells 276
8.4.6 Nano-structured Cu2O -based Photovoltaic Cells 276
8.5 Further Metal Oxide-based Photovoltaics 277
8.5.1 ZnO–Fe2O3 Heterojunction Solar Cells 277
8.5.2 Bi2O3 Solar Cells 277
8.5.3 Ferro-electric BiFeO3 Solar Cells 278
8.6 Combinatorial Material Science for Novel Metal Oxides 279
8.6.1 Density Functional Theory 279
8.6.2 Combinatorial Material and Device Fabrication 280
References 281
Chapter 9 Active Layer Limitations and Non-geminate Recombination in Polymer–Fullerene Bulk Heterojunction Solar Cells 287
9.1 Introduction 287
9.2 Active Layer Limitations 299
9.3 Charge Transport and Recombination 301
9.4 Non-Langevin Bimolecular Recombination 309
9.5 Mechanism of Reduced Recombination 314
9.6 Summary and Outlook 318
References 319
Chapter 10 Singlet Fission and 1,3-Diphenylisobenzofuran as a Model Chromophore 324
10.1 Introduction 324
10.1.1 Singlet Fission 324
10.1.2 Singlet Fission Chromophores 327
10.1.3 Chromophore Coupling 328
10.2 1,3-Diphenylisobenzofuran (1) 330
10.2.1 The Chromophore 1 xvii
10.2.2 Polycrystalline Layers of 1 xvii
10.2.3 Covalent Dimers of 1 xvii
10.3 Current and Future Activities 341
Acknowledgements 342
References 342
Chapter 11 Quantum Confined Semiconductors for Enhancing Solar Photoconversion through Multiple Exciton Generation 345
11.1 Introduction to Colloidal Quantum Dots 345
11.1.1 Tuning of Electronic Properties 345
11.1.2 Competition Between MEG and Hot-carrier Cooling via Phonon Emission 347
11.1.3 Benefits to Solar Photoconversion 350
11.2 Nanocrystal Synthesis and Physical Properties 352
11.2.1 Solution Phase Synthesis 352
11.2.2 Shape and Composition Control 354
11.2.3 Measuring Multiple Exciton Generation 358
11.3 Quantum Dot Solar Cells 361
11.3.1 Quantum Dot Films 361
11.3.2 Quantum Dot Material Selection 364
11.3.3 p–n Heterojunction Quantum Dot Solar Cells 365
11.3.4 Quantum Junction Solar Cells 368
11.3.5 Multiple Exciton Generation in a Quantum Dot Solar Cell 368
11.3.6 Multi-junction Solar Cells 369
11.4 Conclusions and Future Directions 370
Acknowledgements 372
References 372
Chapter 12 Hot Carrier Solar Cells 379
12.1 Introduction to Hot Carrier cells 379
12.2 Modelling of Hot Carrier Solar Cells 380
12.2.1 Thermodynamic Analysis for the Hot Carrier Cell 380
12.2.2 Models for Ideal Hot Carrier Cells 381
12.2.3 Detailed Balance Models and Limit of Effciency 383
12.2.4 The Mechanisms of Carrier Thermalization 386
12.2.5 Modelling of Hot Carrier Solar Cell Efficiency 387
12.2.6 Modelling of Non-ideal ESCs 388
12.2.7 Monte Carlo Modelling of Real Material Systems 391
12.2.8 Summary of Modelling Section 394
12.3 Hot Carrier Absorbers: Slowing of Carrier Cooling 394
12.3.1 Electron–Phonon Interactions 395
12.3.2 Phonon Decay Mechanisms 396
12.3.3 Nanostructures for the Absorber 397
12.3.4 Hot Carrier Cell Absorber Requisite Properties 399
12.4 Hot Carrier Absorber: Choice of Materials 400
12.4.1 Analogues of InN 400
12.4.2 Modelling Phonon Properties in Group IV and III–V compounds 403
12.4.3 Phonon Modulation in Quantum Dot Nanostructure Arrays for Absorbers 409
12.5 Contacting Hot Carrier Cells 414
12.5.1 Modelling Optimized Materials for Energy Selective Contacts 414
12.5.2 Triple Barrier Resonant Tunnelling Structures for Carrier Selection and Rectification 417
12.5.3 Optical Coupling for Hot Carrier Cells 418
12.6 Summary and Conclusion 419
References 421
Chapter 13 Intermediate Band Solar Cells 425
13.1 Introduction 425
13.2 Numerical Analysis of QD-IB Solar Cell Characteristics 428
13.3 Fabrication of QD-IB Solar Cells 431
13.3.1 Growth and Properties of High-density InAs QD Arrays on High-index Substrate 431
13.3.2 InAs/GaAs QD-IB Solar Cells Fabricated on High-index Substrate 437
13.3.3 Growth and Properties of InAs/GaAsSb QDs with Type-II Band Alignment 441
13.3.4 InAs/GaAsSb QD-IB Solar Cells with Type-II Band Alignment 444
13.3.5 Characteristics of QD-IB Solar Cells under Concentrated Sunlight 448
13.4 Conclusion and Future Research 449
Acknowledgements 451
References 452
Chapter 14 Spectral Conversion for Thin Film Solar Cells and Luminescent Solar Concentrators 455
14.1 Introduction 456
14.1.1 Spectral Conversion 456
14.1.2 This Chapter 458
14.2 Up-conversion for Thin Film Silicon 459
14.2.1 Introduction 459
14.2.2 Up-conversion Results 461
14.3 Luminescent Solar Concentrators 469
14.3.1 Operating Principles 470
14.3.2 Effciency 471
14.3.3 Alternative Luminescent Species 473
14.3.4 Re-absorption 476
14.4 Conclusion and Outlook 483
Acknowledgements 484
References 484
Chapter 15 Triplet–triplet Annihilation Up-conversion 489
15.1 Introduction 489
15.2 The Limiting Effiency of a Single Threshold Solar Cell 490
15.2.1 Photon Ratchet Model 490
15.3 Up-conversion 492
15.3.1 Summary 495
15.4 Triplet–triplet Annihilation 495
15.4.1 Typical TTA Up-conversion Combinations 496
15.4.2 Efficiency Considerations 497
15.5 Application to Photovoltaics 499
15.6 Measurement 500
15.7 The Figure of Merit 502
15.8 Prospects 503
References 504
Chapter 16 Quantum Rectennas for Photovoltaics 506
16.1 Introduction 506
16.2 History of Quantum Antennas for Photovoltaics Research 507
16.2.1 Optical and Infrared Rectennas 507
16.2.2 Wireless Power Transmission 511
16.2.3 Radio-powered Devices 512
16.2.4 Radio Astronomy 512
16.3 Research Problems Concerning Rectennas for Photovoltaics 512
16.3.1 Fundamental Problems 512
16.3.2 Practical Problems 520
16.4 Thermodynamics of Rectennas 526
16.4.1 Broadband Antenna Modeled as a Resistor 527
16.4.2 Energetics of Thermal Rectification 529
16.5 Quantum Rectification 531
16.6 Broadband Rectification Effciency Limit 534
16.7 High-frequency Rectifiers 536
16.7.1 MIM/MIIM Rectifiers 536
16.7.2 New Concepts for High Frequency 537
16.8 Summary and Conclusions 542
Acknowledgements 543
References 543
Chapter 17 Real World Effciency Limits: the Shockley–Queisser Model as a Starting Point 547
17.1 Introduction 547
17.2 Efficiency of Different Single-junction Cells and Performance Analysis Based on Empirical Criteria 549
17.2.1 Possibilities for Technological Progress 551
17.2.2 Current Effciency (Jsc/Jsc,max Jmp/Jsc,max and Jmp/Jsc) 553
17.2.3 Photon Energy Loss: Present Status of Single-junction Solar Cells 556
17.3 Fill Factor and Disorder 563
17.4 Conclusion and Outlook 564
Acknowledgements 564
References 564
Chapter 18 Grid Parity and its Implications for Energy Policy and Regulation 567
18.1 Introduction 567
18.1.1 Photovoltaics’ Early Promise and Progress 567
18.1.2 Photovoltaics Goes Mainstream 568
18.1.3 Where next for Photovoltaics 570
18.2 What is Photovoltaics Grid Parity? 571
18.2.1 Issues Around ‘Grid Parity’ 573
18.3 Past and Projected Photovoltaics and Grid Cost Trajectories 576
18.3.1 Photovoltaics Costs 576
18.3.2 Grid Costs 577
18.3.3 Implications for Residential Photovoltaics Systems 578
18.3.4 Implications for Utility-scale Photovoltaics in Wholesale Energy Markets 580
18.4 The Broader Context of Photovoltaics Deployment 581
18.4.1 Technology 582
18.4.2 Market Access 582
18.4.3 Social Acceptance 583
18.5 A Changing Context for Photovoltaics Policy Support 583
18.5.1 The Rationale for Photovoltaics Policy Support 583
18.5.2 Photovoltaics Specific Policy Approaches to Date 584
18.5.3 Broader Policy Settings 588
18.6 Implications of Photovoltaics ‘Grid Parity’ for Energy Markets 589
18.6.1 Implications of High Photovoltaics Penetration on Other Stakeholders 589
18.6.2 Emerging Issues and Responses 590
18.7 Conclusion: Photovoltaics as Part of a Broader Transformation 592
References 593
Subject Index 596